Fundraisers / Oberon Securities, LLC
FundraiserRegistered broker-dealer
Oberon Securities, LLC
FINRA 132598 · placing rounds since Nov 2017
5company rounds placed
1in the last two years, last Dec 2024
$13Msold in the rounds they placed
60.0%typical commission; the median firm takes 4.9%
Named on 6 Form D filings as paid to sell the offering: 5 for operating companies, 1 for funds. 4 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q4
What they place
- Agriculture20%
- Biotechnology20%
- Other20%
- Other Energy20%
- Retailing20%
How big the rounds are
- Under $1M0
- $1M to $5M2
- $5M to $20M1
- $20M to $100M0
- $100M+0
Where the companies are
CA1FL1ME1NY1WA1
Rounds they placed
FiledIssuerIndustrySold
Dec 2024Northwest Mills & Specialty Grains SPCAgriculture$3.9M
Mar 2021Hyperlite Mountain Gear Inc.Retailing$5.6M
Nov 2020Seanair Holdings, LLCPooled Investment Fund$5.9M
Dec 2018PetaWatt Holdings Inc.Agents: Daniel P Cannon, Harry Chevan, John M KinneyOther Energy-
Apr 2018Nanotech Energy, Inc.Agents: Oberon Securities, LLCBiotechnology$3.4M
Nov 2017Waters Club Holdings Inc.Other-
Aug 2015Serendipity Labs, Inc.Other Real Estate$3.5M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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