Fundraisers / NCG Securities, LLC
FundraiserRegistered broker-dealer
NCG Securities, LLC
FINRA 160481 · placing rounds since Oct 2016
2company rounds placed
1in the last two years, last Mar 2026
$1.9Bsold in the rounds they placed
9.1%typical commission; the median firm takes 4.9%
Named on 2 Form D filings as paid to sell the offering: 2 for operating companies. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
126Q1
What they place
- Insurance50%
- Other Banking and Financial Services50%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M0
- $20M to $100M1
- $100M+1
Where the companies are
NY2
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Domenic Matthew DipieroInsurance$1.8B
Oct 2016FGI Worldwide Holdings LLCAgents: NCG Securities LLCOther Banking and Financial Services$32M
Jan 2015FGI Opportunity Fund II, L.P.Agents: NCG Securities LLCPooled Investment Fund$25M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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