Fundraisers / Clark Securities Inc.

FundraiserRegistered broker-dealer

Clark Securities Inc.

FINRA 43803 · placing rounds since Oct 2016

8company rounds placed
2in the last two years, last Mar 2026
$19.5Bsold in the rounds they placed
0.6%typical commission; the median firm takes 4.9%

Named on 8 Form D filings as paid to sell the offering: 8 for operating companies. 3 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

226Q1

What they place

9rounds
  • Insurance100%

How big the rounds are

  1. Under $1M0
  2. $1M to $5M0
  3. $5M to $20M3
  4. $20M to $100M1
  5. $100M+5

Where the companies are

NY5OH4
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Clark Securities Inc.Insurance$1.8B
Mar 2026New York Life Insurance & Annuity CorpAgents: Clark ConsultingInsurance$546M
Dec 2017Nationwide BOLI Private Placement Variable AccountAgents: Clark Securities, Inc.Insurance$8.8M
Dec 2017Metropolitan Life Insurance CoAgents: Various AgentsInsurance$8.5B
Oct 2017Nationwide BOLI Private Placement Variable AccountAgents: Andrew LangInsurance$96M
Jun 2017Nationwide BOLI Private Placement Variable AccountAgents: Kevin BallouInsurance$7.6M
Nov 2016Nationwide BOLI Private Placement Variable AccountAgents: Clark Securities, Inc.Insurance$8.8M
Oct 2016Metropolitan Life Insurance CoAgents: Various AgentsInsurance$8.5B
Nov 2015Metropolitan Life Insurance CoAgents: Various AgentsInsurance$8.5B

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Founders who worked with them

No one has said so yet.

Worked with them? Say so

Marked verified when your company is one of the rounds they placed.

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