Fundraisers / Livingston Securities LLC

FundraiserRegistered broker-dealer

Livingston Securities LLC

FINRA 147364 · placing rounds since Feb 2016

27company rounds placed
1in the last two years, last Jan 2025
$3.9Msold in the rounds they placed
5.0%typical commission; the median firm takes 4.9%

Named on 29 Form D filings as paid to sell the offering: 27 for operating companies, 2 for real estate. 2 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

125Q1

What they place

28rounds
  • Other Technology36%
  • Biotechnology29%
  • Other14%
  • Pharmaceuticals7%
  • Other Health Care7%
  • Other Banking and Financial Services4%
  • Other Energy4%

How big the rounds are

  1. Under $1M3
  2. $1M to $5M1
  3. $5M to $20M0
  4. $20M to $100M2
  5. $100M+0

Where the companies are

FL5CA3MA3NY2DE2NJ2MI2GA1
FiledIssuerIndustrySold
Jan 2025Livingston Group of Companies LLCAgents: Scott LivingstonOther Banking and Financial Services$475k
May 2021Far UV Technologies IncAgents: LIVINGSTON SECURITIES, LLCBiotechnology-
Dec 2020C-Reveal Therapeutics LLCAgents: LIVINGSTON SECURITIES, LLCBiotechnology-
Dec 2020Energy Exploration Technologies, Inc.Agents: LIVINGSTON SECURITIES, LLCEnergy Conservation-
Nov 2020Feel Good Lab LLCAgents: LIVINGSTON SECURITIES, LLCOther Health Care-
Oct 2020T2m LLCAgents: LIVINGSTON SECURITIES, LLCOther Technology-
Sept 2020Vymedic Inc.Agents: LIVINGSTON SECURITIES, LLCOther Health Care-
Sept 2020TrippBio, Inc.Agents: LIVINGSTON SECURITIES, LLCBiotechnology-
Jul 2020GenesisAI CorpAgents: LIVINGSTON SECURITIES, LLCOther Technology-
Apr 2020Infinovate LLCAgents: LIVINGSTON SECURITIES, LLCOther-
Apr 2020Neurotez Inc.Agents: LIVINGSTON SECURITIES, LLCPharmaceuticals-
Oct 2019Zero Gravity Solutions, Inc.Agents: Livingston Securities, LLCOther Technology$3.3M
Jul 2019THB Holdco, LLCAgents: LIVINGSTON SECURITIES, LLCOther-
Jul 2019Vantem Composite Technologies LLCAgents: LIVINGSTON SECURITIES, LLCConstruction-
Jul 2019Ocean Renewable Power Company, Inc.Agents: LIVINGSTON SECURITIES, LLCOther Energy-
Jul 2019THB Holdco, LLCAgents: LIVINGSTON SECURITIES, LLCOther-
Nov 2018Phoenix PharmaLabs IncAgents: LIVINGSTON SECURITIES LLCPharmaceuticals-
Sept 2018Braidy Industries, Inc.Agents: LIVINGSTON SECURITIES, LLCManufacturing-
May 2018GeoOrbital Inc.Agents: LIVINGSTON SECURITIES, LLCOther Technology-
Apr 2018Berylline CorpAgents: LIVINGSTON SECURITIES, LLCOther Technology-
Apr 2018Zenii, LLCAgents: LIVINGSTON SECURITIES, LLCBiotechnology-
Apr 2018Maingear, Inc.Agents: LIVINGSTON SECURITIES, LLCComputers-
Dec 2017Subba Media Inc.Agents: LIVINGSTON SECURITIES, LLCOther-
Nov 2017ContentOro, Inc.Agents: Livingston Securities, LLCOther Technology-
Oct 2017Home61 Inc.Agents: Livingston Securities, LLCOther Real Estate-
Sept 2016DanDrit Biotech USA, Inc.Biotechnology-
Aug 2016Zero Gravity Solutions, Inc.Other Technology-
Apr 2016Spend ConsciouslyAgents: Livingston Securities, LLCOther Technology$50k
Feb 2016IVDiagnostics, Inc.Biotechnology-
Nov 2015Zero Gravity Solutions, Inc.Other Technology$25k
Jun 2015Celtaxsys, Inc.Agents: Livingston Securities, LLCBiotechnology$22M
Jun 2015Zero Gravity Solutions, Inc.Other Technology-
Mar 2015Kura Operations, Inc.Biotechnology$60M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Founders who worked with them

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