Fundraisers / Livingston Securities LLC

FundraiserRegistered broker-dealer

Livingston Securities LLC

FINRA 147364 · placing rounds since Feb 2016

27company rounds placed

1in the last two years, last Jan 2025

$3.9Msold in the rounds they placed

5.0%typical commission; the median firm takes 4.9%

Named on 29 Form D filings as paid to sell the offering: 27 for operating companies, 2 for real estate. 2 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

125Q1

What they place

Other Technology36%
Biotechnology29%
Other14%
Pharmaceuticals7%
Other Health Care7%
Other Banking and Financial Services4%
Other Energy4%

How big the rounds are

Under $1M3
$1M to $5M1
$5M to $20M0
$20M to $100M2
$100M+0

Where the companies are

FL5CA3MA3NY2DE2NJ2MI2GA1

Rounds they placed

Company rounds Everything, funds and real estate too

FiledIssuerIndustrySold

Jan 2025Livingston Group of Companies LLCAgents: Scott LivingstonOther Banking and Financial Services$475k

May 2021Far UV Technologies IncAgents: LIVINGSTON SECURITIES, LLCBiotechnology-

Dec 2020C-Reveal Therapeutics LLCAgents: LIVINGSTON SECURITIES, LLCBiotechnology-

Dec 2020Energy Exploration Technologies, Inc.Agents: LIVINGSTON SECURITIES, LLCEnergy Conservation-

Nov 2020Feel Good Lab LLCAgents: LIVINGSTON SECURITIES, LLCOther Health Care-

Oct 2020T2m LLCAgents: LIVINGSTON SECURITIES, LLCOther Technology-

Sept 2020Vymedic Inc.Agents: LIVINGSTON SECURITIES, LLCOther Health Care-

Sept 2020TrippBio, Inc.Agents: LIVINGSTON SECURITIES, LLCBiotechnology-

Jul 2020GenesisAI CorpAgents: LIVINGSTON SECURITIES, LLCOther Technology-

Apr 2020Infinovate LLCAgents: LIVINGSTON SECURITIES, LLCOther-

Apr 2020Neurotez Inc.Agents: LIVINGSTON SECURITIES, LLCPharmaceuticals-

Oct 2019Zero Gravity Solutions, Inc.Agents: Livingston Securities, LLCOther Technology$3.3M

Jul 2019THB Holdco, LLCAgents: LIVINGSTON SECURITIES, LLCOther-

Jul 2019Ocean Renewable Power Company, Inc.Agents: LIVINGSTON SECURITIES, LLCOther Energy-

Jul 2019THB Holdco, LLCAgents: LIVINGSTON SECURITIES, LLCOther-

Nov 2018Phoenix PharmaLabs IncAgents: LIVINGSTON SECURITIES LLCPharmaceuticals-

Sept 2018Braidy Industries, Inc.Agents: LIVINGSTON SECURITIES, LLCManufacturing-

May 2018GeoOrbital Inc.Agents: LIVINGSTON SECURITIES, LLCOther Technology-

Apr 2018Berylline CorpAgents: LIVINGSTON SECURITIES, LLCOther Technology-

Apr 2018Zenii, LLCAgents: LIVINGSTON SECURITIES, LLCBiotechnology-

Apr 2018Maingear, Inc.Agents: LIVINGSTON SECURITIES, LLCComputers-

Dec 2017Subba Media Inc.Agents: LIVINGSTON SECURITIES, LLCOther-

Nov 2017ContentOro, Inc.Agents: Livingston Securities, LLCOther Technology-

Sept 2016DanDrit Biotech USA, Inc.Biotechnology-

Aug 2016Zero Gravity Solutions, Inc.Other Technology-

Apr 2016Spend ConsciouslyAgents: Livingston Securities, LLCOther Technology$50k

Feb 2016IVDiagnostics, Inc.Biotechnology-

Nov 2015Zero Gravity Solutions, Inc.Other Technology$25k

Jun 2015Celtaxsys, Inc.Agents: Livingston Securities, LLCBiotechnology$22M

Jun 2015Zero Gravity Solutions, Inc.Other Technology-

Mar 2015Kura Operations, Inc.Biotechnology$60M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Great Point Capital LLC2 rounds together Leerink Partners LLC1 round together National Securities Corporation1 round together

Founders who worked with them

No one has said so yet.

Worked with them? Say so

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