Fundraisers / Lion Street Financial
FundraiserRegistered broker-dealer
Lion Street Financial
FINRA 165828 · placing rounds since Jan 2016
35company rounds placed
7in the last two years, last Mar 2026
$74.3Bsold in the rounds they placed
3.7%typical commission; the median firm takes 4.9%
Named on 46 Form D filings as paid to sell the offering: 35 for operating companies, 1 for funds, 10 for real estate. 14 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2523Q4524Q4725Q4626Q1
What they place
- Insurance95%
- Oil and Gas5%
How big the rounds are
- Under $1M32
- $1M to $5M14
- $5M to $20M11
- $20M to $100M20
- $100M+44
Where the companies are
IN55OH46NY7PA5MO3NC3MA3IL2
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC, Lion Street FinancialInsurance$546M
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC, Lion Street Financial, NFP Securities, Inc.Insurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC., Lion Street Financial LLCInsurance$3.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC, NFP Advisor Services, LLCInsurance$2.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Lion Street Financial, NFP Securities, Inc.Insurance$136M
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLCInsurance$1.8B
Dec 2025Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: David Brown, Eric Naison-Phillips, Joseph L. CarpenterInsurance$102M
Dec 2025Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: David Brown, John L. Carpenter, Joseph Todd CarpenterInsurance$101M
Dec 2025Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: David Brown, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$37M
Dec 2025Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: David Brown, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Bruce Hamilton Brownwell, Craig A. RutledgeInsurance$2.7B
Dec 2025HNW PPVA Series Account - 1Agents: Kestra Investment Services LLC, Lion Street Financial LLCInsurance$2.1B
Dec 2025HNW PPVUL Series Account - 1Agents: Kestra Investments LLCInsurance$679M
Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Bruce Hamilton Brownwell, Craig A. RutledgeInsurance$2.6B
Dec 2024Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$107M
Dec 2024Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$37M
Dec 2024Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2024Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Mar 2024Glendale BTR DSTOther Real Estate$4.1M
Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Bruce Hamilton Brownwell, Craig A. RutledgeInsurance$2.4B
Dec 2023Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Dec 2023Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$108M
Dec 2023Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$39M
Dec 2023Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Jun 2023Mewbourne Energy Partners 23-A, L.P.Oil and Gas$25M
Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Bruce Hamilton Brownwell, Craig A. RutledgeInsurance$2.0B
Dec 2022Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$40M
Dec 2022Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$113M
Dec 2022Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.8M
Dec 2022Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Jun 2022HPI Real Estate Fund X LLCCommercial-
Dec 2021Protective COLI PPVULAgents: Brian Donofry, Scott Cohen, Todd MezrahPooled Investment Fund$463M
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew L. Kuchera, David W. Stecher, Gary BlockInsurance$1.7B
Dec 2021Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.8M
Dec 2021Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$40M
Dec 2021Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$103M
Dec 2021Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$118M
Dec 2020Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$114M
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew L. Kuchera, David W. Stecher, Gary BlockInsurance$2.3B
Dec 2020Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$5.1M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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