Fundraisers / Kestra Investment Services LLC
FundraiserRegistered broker-dealer
Kestra Investment Services LLC
FINRA 42046 · placing rounds since Jan 2016
74company rounds placed
18in the last two years, last Mar 2026
$99.5Bsold in the rounds they placed
2.1%typical commission; the median firm takes 4.9%
Named on 81 Form D filings as paid to sell the offering: 74 for operating companies, 7 for funds. 24 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
523Q4524Q4725Q4626Q1
What they place
- Insurance95%
- Oil and Gas5%
How big the rounds are
- Under $1M16
- $1M to $5M12
- $5M to $20M8
- $20M to $100M19
- $100M+44
Where the companies are
IN55OH28NY7PA5NC3MO3IL2CT1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: NFP Securities, Inc.Insurance$136M
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLCInsurance$1.8B
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC, NFP Advisor Services, LLCInsurance$2.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC, NFP Securities, Inc.Insurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC.Insurance$3.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLCInsurance$546M
Dec 2025Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: David Brown, Eric Naison-Phillips, Joseph L. CarpenterInsurance$102M
Dec 2025Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: David Brown, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2025Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: David Brown, John L. Carpenter, Joseph Todd CarpenterInsurance$101M
Dec 2025Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: David Brown, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$37M
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Howard Adcock, Nick Della VedovaInsurance$2.7B
Dec 2025HNW PPVA Series Account - 1Agents: Kestra Investment Services LLCInsurance$2.1B
Dec 2025HNW PPVUL Series Account - 1Agents: Kestra Investments LLCInsurance$679M
Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Howard Adcock, Nick Della VedovaInsurance$2.6B
Dec 2024Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Dec 2024Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$37M
Dec 2024Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$107M
Dec 2024Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Howard Adcock, Nick Della VedovaInsurance$2.4B
Dec 2023Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$108M
Dec 2023Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Dec 2023Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$39M
Dec 2023Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, David W. Stecher, Howard AdcockInsurance$2.0B
Dec 2022Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$40M
Dec 2022Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.8M
Dec 2022Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Dec 2022Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$113M
Dec 2021Protective COLI PPVULAgents: Brian Donofry, Scott CohenPooled Investment Fund$463M
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew L. Kuchera, David W. Stecher, Gary BlockInsurance$1.7B
Dec 2021Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$118M
Dec 2021Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$40M
Dec 2021Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$103M
Dec 2021Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.8M
Dec 2020Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$114M
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew L. Kuchera, David W. Stecher, Gary BlockInsurance$2.3B
Dec 2020Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$5.1M
Dec 2020Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$40M
Dec 2020Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$120M
Dec 2019Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric A. Wallace, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$129M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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