Fundraisers / J. Alden Associates, Inc.
FundraiserRegistered broker-dealer
J. Alden Associates, Inc.
FINRA 40002 · placing rounds since Oct 2016
13company rounds placed
1in the last two years, last Dec 2024
$17.8Bsold in the rounds they placed
1.1%typical commission; the median firm takes 4.9%
Named on 74 Form D filings as paid to sell the offering: 13 for operating companies, 56 for funds, 5 for real estate. 7 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q4124Q4
What they place
- Insurance86%
- Other Banking and Financial Services14%
How big the rounds are
- Under $1M2
- $1M to $5M0
- $5M to $20M0
- $20M to $100M2
- $100M+9
Where the companies are
IN6NY3TX2IL1NE1OH1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Monticelloam Funding LLC Series Sh-99Agents: N/APooled Investment Fund$1.6M
Jan 2026Monticelloam Funding LLC Series Sh-96Agents: N/APooled Investment Fund$9.2M
Dec 2025Monticelloam Funding LLC Series Sh-97Agents: N/APooled Investment Fund$625M
Nov 2025Monticelloam Funding LLC Series Sh-94Agents: N/APooled Investment Fund$40M
Oct 2025Monticelloam Funding LLC Series Sh-92Agents: N/APooled Investment Fund$3.4M
Oct 2025Monticelloam Funding Sh-90 LLCAgents: N/APooled Investment Fund$915k
Oct 2025KCAP RE Fund Xll, LPAgents: Stephen PattersonPooled Investment Fund$191k
Oct 2025KCAP RE Fund III, LLCAgents: Stephen PattersonPooled Investment Fund-
Aug 2025Monticelloam Funding LLC Series Sh-93Agents: N/APooled Investment Fund$4.5M
Aug 2025Oconomowoc Bancshares, Inc.Commercial Banking$50M
Jul 2025KCAP Hive Funding, LLCAgents: Stephen PattersonPooled Investment Fund-
Jul 2025Monticelloam Funding LLC Series Sh-86Agents: N/APooled Investment Fund$20M
Jun 2025Monticelloam Funding Sh-89-B LLCAgents: N/APooled Investment Fund$11M
Jun 2025KCAP Villa Gardens Funding LLCAgents: Stephen PattersonPooled Investment Fund-
Jun 2025Monticelloam Funding LLC Series Sh-85Agents: N/APooled Investment Fund$14M
May 2025KCAP Hive Funding, LLCAgents: Stephen PattersonPooled Investment Fund$1.0M
May 2025Lasater Real Estate Fund 14 LPAgents: Stephen PattersonPooled Investment Fund$100k
Apr 2025MonticelloAM Funding LLC Series SH-76Agents: N/APooled Investment Fund$8.1M
Mar 2025KCAP Fund III Pref Fund LLCAgents: Stephen PattersonPooled Investment Fund$60k
Feb 2025KCAP RE Fund XI, LPAgents: Stephen PattersonPooled Investment Fund$1.7M
Feb 2025MonticelloAM Funding LLC Series SH-84Agents: N/APooled Investment Fund$6.0M
Jan 2025MonticelloAM Funding LLC Series SH-79Agents: N/APooled Investment Fund$14M
Jan 2025MonticelloAM Funding LLC Series SH-82Agents: N/APooled Investment Fund$9.8M
Jan 2025MonticelloAM Funding LLC Series SH-83Agents: N/APooled Investment Fund$4.8M
Dec 2024MonticelloAM Funding SH-77 LLCAgents: N/APooled Investment Fund$40M
Dec 2024MonticelloAM Funding LLC Series SH-80Agents: N/APooled Investment Fund$25M
Dec 2024MonticelloAM Funding LLC Series SH-78Agents: N/APooled Investment Fund$28M
Dec 2024MonticelloAM Funding SH-74 LLCAgents: N/APooled Investment Fund$7.3M
Dec 2024Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: William BorchertInsurance$107M
Oct 202424 Acquisition LLCAgents: N/APooled Investment Fund$57M
Sept 2024KCAP RE Fund III, LLCAgents: Stephen PattersonPooled Investment Fund$381k
Jul 2024Greystone Monticello Funding LLC Series Sh-72Agents: N/APooled Investment Fund$17M
Jun 2024Greystone Monticello Funding Sh-75-B LLCAgents: N/APooled Investment Fund$12M
Dec 2023Greystone Monticello Opportunity Fund I LLCAgents: N/APooled Investment Fund$125M
Dec 2023Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: William BorchertInsurance$108M
Oct 2023Greystone Monticello Funding LLC Series Sh-69Agents: N/APooled Investment Fund$45M
Aug 2023Greystone Monticello Funding LLC Series SH-71Agents: N/APooled Investment Fund$17M
Jul 2023Denton Land Development Fund, LPAgents: Stephen PattersonPooled Investment Fund$150k
Jun 2023Greystone Monticello Funding Sh-66-B LLCAgents: N/APooled Investment Fund$29M
May 2023KCAP RE Fund Xll, LPAgents: Stephen PattersonPooled Investment Fund$688k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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