Fundraisers / Independent Investment Bankers, Corp.
FundraiserRegistered broker-dealer
Independent Investment Bankers, Corp.
FINRA 154134 · placing rounds since Feb 2016
6company rounds placed
0in the last two years, last Apr 2023
$48Msold in the rounds they placed
2.0%typical commission; the median firm takes 4.9%
Named on 12 Form D filings as paid to sell the offering: 6 for operating companies, 5 for funds, 1 for real estate. 4 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2
What they place
- Electric Utilities17%
- Investing17%
- Other17%
- Other Banking and Financial Services17%
- Other Health Care17%
- Pharmaceuticals17%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M3
- $20M to $100M1
- $100M+0
Where the companies are
TX2CA1CO1FL1OH1
Rounds they placed
FiledIssuerIndustrySold
Apr 2023Treehouse Health, Inc.Agents: Independent Investment Bankers, Corp.Other Health Care$8.0M
Feb 2023Soryn IP Fund I, L.P.Pooled Investment Fund-
Oct 2020Bastion Funding IV LLCAgents: Bruce Steven GoldsteinPooled Investment Fund$24M
Jul 2020Flux Power Holdings, Inc.Other$1.1M
Jan 2020NTV Frontier Fund LPAgents: Thomas Arthur HermanInvesting$8.3M
Sept 2019Featherweight Capital Partners LLCPooled Investment Fund$8.0M
Feb 2019Allagash Opportunity Zone Cre Fund I LPAgents: ALPHA ZED LLCPooled Investment Fund-
Oct 2018Keystone Bancshares, Inc. /TXOther Banking and Financial Services$20M
Jan 2018Ducky Johnson Home Elevation LLCAgents: Evangeline Securities LLCConstruction$10M
Oct 2016Pre-Funding Group Manager, LLCPooled Investment Fund$1.9M
Aug 2016Agilon Energy, LLCAgents: John C. AlvaradoElectric Utilities$11M
Feb 2016Lattice Biotech, LLCPharmaceuticals-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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