Fundraisers / Herndon Plant Oakley, Ltd.
FundraiserRegistered broker-dealer
Herndon Plant Oakley, Ltd.
FINRA 44971 · placing rounds since Dec 2018
3company rounds placed
0in the last two years, last May 2022
$9.1Msold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 9 Form D filings as paid to sell the offering: 3 for operating companies, 6 for funds.
How big the rounds are
- Under $1M0
- $1M to $5M3
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
CA3
Rounds they placed
FiledIssuerIndustrySold
May 2022Flux Power Holdings, Inc.Other$4.3M
Jul 2020Flux Power Holdings, Inc.Other$1.1M
Dec 2018Flux Power Holdings, Inc.Other$3.7M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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