Fundraisers / IMS Securities Inc
FundraiserRegistered broker-dealer
IMS Securities Inc
FINRA 35567 · placing rounds since Feb 2017
0company rounds placed
0in the last two years, last Feb 2017
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 0 for operating companies, 1 for real estate.
How big the rounds are
- Under $1M0
- $1M to $5M3
- $5M to $20M1
- $20M to $100M0
- $100M+0
Where the companies are
TX4
Rounds they placed
FiledIssuerIndustrySold
Feb 2017Sw Industrial Center LLCCommercial$28M
Mar 2012Aztec XII-B Oil & Gas LPAgents: Charles Fischer, Steven KnowltonOil and Gas$1.9M
Mar 2012Aztec XII-B Oil & Gas LPAgents: Charles Fischer, Steven KnowltonOil and Gas$1.9M
Mar 2012Aztec XII-B Oil & Gas LP/Aztec Energy LLCAgents: Charles Fischer, Steven KnowltonOil and Gas$1.9M
Jan 2012Aztec XII-A Oil & Gas LPAgents: Steven KnowltonOil and Gas$7.5M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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