Fundraisers / Harbor Light Securities, LLC
FundraiserRegistered broker-dealer
Harbor Light Securities, LLC
FINRA 130227 · placing rounds since Jan 2016
2company rounds placed
0in the last two years, last Nov 2016
$2.3Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 30 Form D filings as paid to sell the offering: 2 for operating companies, 27 for funds, 1 for real estate. 1 registered agent named.
How big the rounds are
- Under $1M2
- $1M to $5M5
- $5M to $20M1
- $20M to $100M1
- $100M+0
Where the companies are
TX5NY2CA1FL1GA1
Rounds they placed
FiledIssuerIndustrySold
Nov 2016Wheat Self-Storage Partners III, LPAgents: Harbor Light Securities, LLCInvesting$279k
Apr 2016SKYMEDICUS, Inc.Agents: Elite Crowdfund, US Strategic CapitalOther Health Care$1.0M
Sept 2014APX Drilling Partners 2014-B, LPOil and Gas$85k
Jul 2014Solexel, Inc.Other Energy$56M
Apr 2014APX Drilling Partners 2014-A, LPOil and Gas-
Mar 2012Aztec XII-B Oil & Gas LPAgents: James LockhartOil and Gas$1.9M
Mar 2012Aztec XII-B Oil & Gas LPAgents: James LockhartOil and Gas$1.9M
Mar 2012Aztec XII-B Oil & Gas LP/Aztec Energy LLCAgents: James LockhartOil and Gas$1.9M
Feb 2012Aztec XII-B Oil & Gas LPAgents: James LockhartOil and Gas$1.7M
Jan 2012Aztec XII-A Oil & Gas LPAgents: Ellen Booney, James LockhartOil and Gas$7.5M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Harbor Light Securities, LLC?
Claim the page to describe your work in your own words. Free.