Fundraisers / Herbert J. Sims & Co. Inc.
FundraiserRegistered broker-dealer
Herbert J. Sims & Co. Inc.
FINRA 3420 · placing rounds since Feb 2016
0company rounds placed
0in the last two years, last Mar 2026
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 82 Form D filings as paid to sell the offering: 0 for operating companies, 1 for funds, 81 for real estate. 1 registered agent named.
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
AL1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026PTA Funding I, LLCOther Real Estate-
Dec 2025CCA Funding III, LLCOther Real Estate-
Nov 2025Links Funding V, LLCOther Real Estate-
Sept 2025Hill Valley Funding III, LLCOther Real Estate-
Jul 2025Pearl Funding I, LLCOther Real Estate-
Apr 2025TOPA Funding I, LLCOther Real Estate-
Jan 2025Hill Valley Funding II, LLCOther Real Estate-
Oct 2024DMG Funding I, LLCOther Real Estate-
Aug 2024HACS Funding I, LLCOther Real Estate-
May 2024EAOC Funding I, LLCOther Real Estate-
May 2024Legacy Charter School Funding I, LLCOther Real Estate-
Apr 2024Empire Funding I, LLCOther Real Estate-
Mar 2024SRMBD Funding I, LLCOther Real Estate-
Feb 2024ALG Funding X, LLCOther Real Estate-
Dec 2023Birchwood Funding II, LLCOther Real Estate-
Jun 2023CCA Funding II, LLCOther Real Estate-
May 2023CRLA Funding I, LLCOther Real Estate-
May 2023Links Funding IV, LLCOther Real Estate-
Apr 2023ELS Funding I, LLCOther Real Estate-
Jan 2023NexPoint Buffalo DSTOther Real Estate$52M
Jan 2023NexPoint Hughes DSTOther Real Estate$74M
Sept 2022CCA Funding I, LLCOther Real Estate$1.0M
Sept 2022PPG Funding III, LLCOther Real Estate-
Aug 2022PPG Funding II, LLCOther Real Estate-
Jul 2022Links Funding III, LLCOther Real Estate-
Jun 2022Hill Valley Funding I, LLCOther Real Estate-
Apr 2022PPG Funding I, LLCOther Real Estate-
Apr 2022NexPoint Buffalo DSTOther Real Estate$2.0M
Apr 2022NexPoint Hughes DSTOther Real Estate$5.2M
Mar 2022Comprehensive Care Funding I, LLCOther Real Estate-
Sept 2021Elevate Funding I, LLCOther Real Estate-
Aug 2021TL Funding IV, LLCOther Real Estate-
May 2021Sal Funding I, LLCOther Real Estate-
Apr 2021Watermark FL Funding, LLCOther Real Estate-
Oct 2020ALG Funding IX, LLCOther Real Estate-
Jun 2020Links Funding II, LLCOther Real Estate-
Mar 2020Voralto Funding I, LLCOther Real Estate-
Feb 2020Magnolia Funding I, LLCOther Real Estate-
Jan 2020Crown Point Funding I, LLCOther Real Estate$3.4M
Dec 2019Caraday Funding I, LLCOther Real Estate$7.5M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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