Fundraisers / Herbert J. Sims & Co. Inc.
FundraiserRegistered broker-dealer
Herbert J. Sims & Co. Inc.
FINRA 3420 · placing rounds since Feb 2016
0company rounds placed
0in the last two years, last Mar 2026
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 82 Form D filings as paid to sell the offering: 0 for operating companies, 1 for funds, 81 for real estate. 1 registered agent named.
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
AL1
Rounds they placed
FiledIssuerIndustrySold
Dec 2014Fountains of Hope, LLCOther Health Care$1.5M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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