Fundraisers / Harbor Light Securities, LLC

FundraiserRegistered broker-dealer

Harbor Light Securities, LLC

FINRA 130227 · placing rounds since Jan 2016

2company rounds placed
0in the last two years, last Nov 2016
$2.3Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%

Named on 30 Form D filings as paid to sell the offering: 2 for operating companies, 27 for funds, 1 for real estate. 1 registered agent named.

How big the rounds are

  1. Under $1M2
  2. $1M to $5M5
  3. $5M to $20M1
  4. $20M to $100M1
  5. $100M+0

Where the companies are

TX5NY2CA1FL1GA1
FiledIssuerIndustrySold
Dec 2016Gentry-Aquion Energy Investment I LLC, Series 2-APooled Investment Fund$122k
Nov 2016Wheat Self-Storage Partners III, LPAgents: Harbor Light Securities, LLCInvesting$279k
Nov 2016GSV Ventures I LLC, Series H-12Pooled Investment Fund$880k
Nov 2016GSV Ventures I LLC, Series T-5Pooled Investment Fund$14M
Oct 2016GSV Ventures I LLC, Series U-1Pooled Investment Fund$1.2M
Oct 2016Wheat Self-Storage Partners II, LPAgents: Harbor Light Securities, LLCPooled Investment Fund$2.7M
Oct 2016Storage at Anthem, LLCOther Real Estate$2.6M
Sept 2016GSV Ventures I LLC, Series K-4Pooled Investment Fund$689k
Sept 2016GSV Ventures I LLC, Series I-19Pooled Investment Fund$1.0M
Sept 2016GSV Ventures I LLC, Series I-18Pooled Investment Fund$1.0M
Aug 2016GSV Ventures V LLC, Series B-1Pooled Investment Fund$1.0M
Jul 2016GSV Ventures V LLC, Series A-1Pooled Investment Fund$3.2M
Jun 2016GSV Ventures I LLC, Series I-16Pooled Investment Fund$2.5M
Jun 2016GSV Ventures I LLC, Series Innovation X QP Fund InterestsPooled Investment Fund$7.6M
May 2016GSV Ventures I LLC, Series T-3Pooled Investment Fund$5.9M
May 2016GSV Ventures I LLC, Series T-2Pooled Investment Fund$12M
May 2016GSV Ventures I LLC, Series T-1Pooled Investment Fund$1.5M
Apr 2016GSV Ventures I LLC, Series I-14Pooled Investment Fund$1.0M
Apr 2016GSV Ventures I LLC, Series H-10Pooled Investment Fund$20k
Apr 2016GSV Ventures I LLC, Series I-15Pooled Investment Fund$2.2M
Apr 2016GSV Ventures I LLC, Series Ventura-Spotify IIPooled Investment Fund$2.0M
Apr 2016SKYMEDICUS, Inc.Agents: Elite Crowdfund, US Strategic CapitalOther Health Care$1.0M
Mar 2016GSV Ventures I LLC, Series I-11Pooled Investment Fund$50M
Feb 2016GSV Ventures I LLC, Series H-11Pooled Investment Fund$297k
Feb 2016DML Fund LLCPooled Investment Fund$2.9M
Jan 2016GSV Ventures I LLC, Series I-4Pooled Investment Fund$28M
Jan 2016GSV Ventures I LLC, Series Ventura-SpotifyPooled Investment Fund$3.3M
Jan 2016GSV Ventures I LLC, Series R-1Pooled Investment Fund$323k
Jan 2016GSV Ventures I LLC, Series I-10Pooled Investment Fund$10M
Jan 2016GSV Ventures I LLC, Series I-9Pooled Investment Fund$2.0M
Dec 2015Gsv Ventures Ii LLC Series C-2Pooled Investment Fund$80k
Dec 2015GSV Ventures I LLC, Series I-7Pooled Investment Fund$5.0M
Nov 2015GSV Ventures I LLC, Series I-3Pooled Investment Fund$1.0M
Nov 2015GSV Ventures I LLC, Series I-6Pooled Investment Fund$954k
Oct 2015Gentry Technology Fund Ii LLC, Series C-3Pooled Investment Fund$2.0M
Oct 2015Gsv Ventures Ii LLC, Series C-1Pooled Investment Fund$3.1M
Sept 2015Gsv Ventures I LLC, Series H-8Pooled Investment Fund$578k
Sept 2015Epoch Properties Multi-Family Opportunity Fund IV, Ltd.Residential-
Aug 2015Gsv Ventures I LLC, Series J-2Pooled Investment Fund$252k
Aug 2015Gsv Ventures I LLC, Series J-3Pooled Investment Fund$5.8M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

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