Fundraisers / First Liberties Securities, Inc.
FundraiserRegistered broker-dealer
First Liberties Securities, Inc.
FINRA 14432 · placing rounds since Jun 2016
11company rounds placed
8in the last two years, last Mar 2026
$5.8Bsold in the rounds they placed
0.7%typical commission; the median firm takes 4.9%
Named on 33 Form D filings as paid to sell the offering: 11 for operating companies, 8 for funds, 14 for real estate. 3 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
325Q4526Q1
What they place
- Insurance46%
- Other31%
- Other Technology15%
- Other Banking and Financial Services8%
How big the rounds are
- Under $1M3
- $1M to $5M4
- $5M to $20M0
- $20M to $100M0
- $100M+6
Where the companies are
NY5IL2CT2VA1MI1CA1TX1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Carver Edison, Inc.Other Technology$185k
Mar 2026New York Life Insurance & Annuity CorpAgents: First Liberties FinancialInsurance$546M
Mar 2026New York Life Insurance & Annuity CorpAgents: First Liberties FinancialInsurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: First Liberties FinancialInsurance$136M
Mar 2026New York Life Insurance & Annuity CorpAgents: First Liberties FinancialInsurance$1.8B
Dec 2025HNW PPVA Series Account - 1Agents: First Liberties FinancialInsurance$2.1B
Dec 2025HNW PPVUL Series Account - 1Agents: First Liberties FinancialInsurance$679M
Oct 2025Carver Edison, Inc.Other Technology$4.2M
May 2025Goalvest Venture Growth Fund II LPAgents: FIRST LIBERTIES SECURITIES, INCPooled Investment Fund-
Mar 2021HighPost Capital Fund I-A, L.P.Agents: Marc L. FriedmanPooled Investment Fund-
Mar 2021HighPost Capital Fund I-B, L.P.Agents: Marc L. FriedmanPooled Investment Fund-
Sept 2020Cedar Communities At Cartersville Investors, L.P.Residential$750k
Jul 2020Frontfour Capital Partners Ltd.Agents: MARC L. FRIEDMANPooled Investment Fund$177M
Jul 2020Frontfour Capital Partners LPAgents: MARC L. FRIEDMANPooled Investment Fund$188M
Jun 2019Cedar Communities at Myrtle Beach Investors, LPResidential$1.6M
May 2019Luxon Financial LLCAgents: First Liberties Securities, Inc.Other Banking and Financial Services$2.7M
Jan 2019Ingwe Resicap LLCPooled Investment Fund$16M
May 2017Capital Returns, Ltd.Pooled Investment Fund$23M
Mar 2017Forum Income Fund I REIT, Inc.Agents: Gary CutsonREITS and Finance$125k
Mar 2017Chicken Soup for the Soul Entertainment, Inc.Agents: First Liberties FinancialOther$1.1M
Mar 2017Chicken Soup for the Soul Entertainment, Inc.Agents: First Liberties FinancialOther$4.1M
Feb 2017Providence MBS Fund, Ltd.Pooled Investment Fund$1.9B
Feb 2017Savannah - Abercorn REIT LLCAgents: First Liberties Securities, Inc.REITS and Finance$62k
Feb 2017North Dallas - Grand Estates of McKinney REIT LLCAgents: First Liberties Securities Inc.REITS and Finance$62k
Feb 2017North Dallas - Grand Estates of Prosper REIT LLCAgents: First Liberties Securities, Inc.REITS and Finance$62k
Feb 2017Tysons-Boone Blvd REIT LLCAgents: First Liberties Securities, Inc.REITS and Finance$62k
Feb 2017Pasadena - North Halstead REIT LLCAgents: First Liberties Securities, Inc.REITS and Finance$62k
Feb 2017North Dallas - Mansions By The Lake REIT LLCAgents: First Liberties Securities, Inc.REITS and Finance$62k
Feb 2017North Dallas - Mansions of Prosper REIT LLCAgents: First Liberties Securities, Inc.REITS and Finance$62k
Jan 2017BKM Fund I REIT, LLCREITS and Finance$125k
Jan 2017101 Seaport Blvd LLCREITS and Finance$124k
Jan 2017UIR 10th Street LLCREITS and Finance$125k
Jun 20161 Lovejoy Wharf Boston Realty, LLCREITS and Finance$120k
Nov 2015Doc's Nutrilicious, Inc.Agents: Hrant B. TosbathOther$205k
Feb 2015810 Seventh Avenue Member LLCREITS and Finance$125k
Feb 2015Singerman Real Estate Opportunity Fund I Reit, LLCREITS and Finance$125k
May 2014Pixel Velocity IncOther$995k
Mar 2014Flybridge Capital Partners IV, L.P.Pooled Investment Fund-
Feb 2014Semper US RMBS Opportunity REIT, Inc.REITS and Finance$2.3M
Feb 2014New Boston K Street REIT LLCAgents: Gary CutsonREITS and Finance-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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