Fundraisers / First Liberties Securities, Inc.

FundraiserRegistered broker-dealer

First Liberties Securities, Inc.

FINRA 14432 · placing rounds since Jun 2016

11company rounds placed
8in the last two years, last Mar 2026
$5.8Bsold in the rounds they placed
0.7%typical commission; the median firm takes 4.9%

Named on 33 Form D filings as paid to sell the offering: 11 for operating companies, 8 for funds, 14 for real estate. 3 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

325Q4526Q1

What they place

13rounds
  • Insurance46%
  • Other31%
  • Other Technology15%
  • Other Banking and Financial Services8%

How big the rounds are

  1. Under $1M3
  2. $1M to $5M4
  3. $5M to $20M0
  4. $20M to $100M0
  5. $100M+6

Where the companies are

NY5IL2CT2VA1MI1CA1TX1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Mar 2026Carver Edison, Inc.Other Technology$185k
Mar 2026New York Life Insurance & Annuity CorpAgents: First Liberties FinancialInsurance$546M
Mar 2026New York Life Insurance & Annuity CorpAgents: First Liberties FinancialInsurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: First Liberties FinancialInsurance$136M
Mar 2026New York Life Insurance & Annuity CorpAgents: First Liberties FinancialInsurance$1.8B
Dec 2025HNW PPVUL Series Account - 1Agents: First Liberties FinancialInsurance$679M
Dec 2025HNW PPVA Series Account - 1Agents: First Liberties FinancialInsurance$2.1B
Oct 2025Carver Edison, Inc.Other Technology$4.2M
May 2019Luxon Financial LLCAgents: First Liberties Securities, Inc.Other Banking and Financial Services$2.7M
Mar 2017Chicken Soup for the Soul Entertainment, Inc.Agents: First Liberties FinancialOther$1.1M
Mar 2017Chicken Soup for the Soul Entertainment, Inc.Agents: First Liberties FinancialOther$4.1M
Nov 2015Doc's Nutrilicious, Inc.Agents: Hrant B. TosbathOther$205k
May 2014Pixel Velocity IncOther$995k

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Lion Street Financial6 rounds togetherM Holdings Securities Inc.6 rounds togetherKestra Investment Services LLC6 rounds togetherLincoln Financial Advisors Corp.4 rounds togetherDeutsche Bank Securities Inc.4 rounds togetherMML Investors Services, Inc.4 rounds together

Founders who worked with them

No one has said so yet.

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