Fundraisers / Executive Services Securities
FundraiserRegistered broker-dealer
Executive Services Securities
FINRA 25299 · placing rounds since Oct 2016
15company rounds placed
5in the last two years, last Mar 2026
$62.0Bsold in the rounds they placed
3.7%typical commission; the median firm takes 4.9%
Named on 16 Form D filings as paid to sell the offering: 15 for operating companies, 1 for funds. 4 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q4124Q4125Q4326Q1
What they place
- Insurance100%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M1
- $20M to $100M0
- $100M+17
Where the companies are
IN12NY6
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Executive Services SecuritiesInsurance$2.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Executive Services SecuritiesInsurance$546M
Mar 2026New York Life Insurance & Annuity CorpAgents: Executive Services SecuritiesInsurance$1.8B
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Edward Kroell, Fred Hill, William J. FolanInsurance$2.7B
Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$2.6B
Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$2.4B
Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$2.0B
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$1.7B
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$2.3B
Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$1.8B
Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$1.5B
Dec 2017Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$1.1B
Dec 2017Metropolitan Life Insurance CoAgents: Various AgentsInsurance$8.5B
Feb 2017Coli Vul-7 Series AccountAgents: William J. FolanPooled Investment Fund$1.3B
Dec 2016Lincoln Life Flexible Premium Variable Life Account ZAgents: Fred Hill, William J. FolanInsurance$783M
Oct 2016Metropolitan Life Insurance CoAgents: Various AgentsInsurance$8.5B
Dec 2015Lincoln Life Flexible Premium Variable Life Account ZAgents: William J. FolanInsurance$431M
Dec 2015Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Fred HillInsurance$15M
Nov 2015Metropolitan Life Insurance CoAgents: Various AgentsInsurance$8.5B
Feb 2015Coli Vul-7 Series AccountAgents: Herman R Wehmeier JrPooled Investment Fund$1.2B
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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