Fundraisers / Dempsey Lord Smith, LLC

FundraiserRegistered broker-dealer

Dempsey Lord Smith, LLC

FINRA 141238 · placing rounds since May 2016

17company rounds placed
2in the last two years, last Oct 2025
$19Msold in the rounds they placed
518.4%typical commission; the median firm takes 4.9%

Named on 76 Form D filings as paid to sell the offering: 17 for operating companies, 2 for funds, 57 for real estate. 2 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q4124Q1224Q3225Q4

What they place

20rounds
  • Oil and Gas95%
  • Other5%

How big the rounds are

  1. Under $1M5
  2. $1M to $5M3
  3. $5M to $20M1
  4. $20M to $100M0
  5. $100M+0

Where the companies are

PA15TN4GA1
FiledIssuerIndustrySold
Oct 2025S.T.L. Fund G Blocker, LLCOil and Gas-
Oct 2025S.T.L. Resources Drilling Fund G, LPOil and Gas$182k
Jan 2025MCI Exchange Bahamas A Series, DSTOther Real Estate$6.1M
Jul 2024S.T.L. Fund F Blocker, LLCOil and Gas-
Jul 2024S.T.L. Resources Drilling Fund F, LPOil and Gas-
Jan 2024S.T.L. Resources Blocker E, LLCOil and Gas$258k
Jan 2024Lane Road Solar Investments, LPOther Real Estate$9.3M
Dec 2023Forestaire Investments, L.P.Other Real Estate$8.2M
Oct 2023S.T.L. Resources Drilling Fund E, LPOil and Gas$1.0M
Aug 2023Tri-Land Grocery Plus LLCCommercial-
Jan 2023Morrison Road Investments, L.P.Other Real Estate$16M
Dec 2022Newtown Road Investments, L.P.Other Real Estate$11M
Nov 2022Trenton - Black River V LPOil and Gas$3.2M
Nov 2022Sawmill Well Investments, L.P.Other Real Estate$9.4M
Oct 2022Old Garrison Investments, L.P.Other Real Estate$9.9M
Sept 2022S.T.L. Resources Drilling Fund D, L.P.Agents: Dempsey Lord Smith, LLCOil and Gas$985k
Jan 2022Goolsby Road Investments, LLCOther Real Estate$9.7M
Jan 2022Little Creek Reserve Investments, L.P.Other Real Estate$8.2M
Jan 2022Flatwoods Investments, L.P.Other Real Estate$8.4M
Dec 2021Kilby Central Investments, LLCOther Real Estate$9.4M
Dec 2021Cole Creek Investments, L.P.Other Real Estate$13M
Sept 2021Trenton - Black River IV LPOil and Gas$2.4M
Aug 2021S.T.L. Resources Drilling Fund C, L.P.Agents: More Than Five PersonsOil and Gas$733k
Jan 2021Landings Investors, LLCOther Real Estate$11M
Jan 2021Rock Quarry Road Investments LLCOther Real Estate$12M
Jan 2021Terra Oaks Investments, LLCOther Real Estate$5.3M
Dec 2020Coosa Springs Investments, LLCOther Real Estate$7.0M
Dec 2020Potts Pond Investments, LLCOther Real Estate$11M
Dec 2020Old Corral Investments, LLCOther$9.3M
Nov 2020Pitts Chapel Investments, LLCOther Real Estate$8.7M
Sept 2020Ashburn Creek Fault LPAgents: Dempsey Lord Smith, LLCOil and Gas-
Jul 2020S.T.L. Resources Drilling Fund B, L.P.Agents: More than Five PersonsOil and Gas$418k
Jul 2020MCG Madison Ridge Investors Pref, LLCResidential-
May 2020Sovereign Distressed RE Fund III, LLCCommercial-
Jan 2020Zero Coupon Chicagoland Office DSTOther Real Estate$55M
Dec 2019Pivot Quarry Investments LLCAgents: Dempsey Lord Smith, LLCOther Real Estate-
Dec 2019Ohoopee Investments LLCAgents: Dempsey Lord Smith, LLCOther Real Estate-
Dec 2019Go Store It Kennesaw, LLCAgents: Dempsey Lord Smith, LLCCommercial-
Nov 2019Cummings Bluff Investments LLCAgents: Dempsey Lord Smith, LLCOther Real Estate-
Nov 2019Longleaf Preserve Investments LLCAgents: Dempsey Lord Smith, LLCOther Real Estate-

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

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