Fundraisers / Dempsey Lord Smith, LLC

FundraiserRegistered broker-dealer

Dempsey Lord Smith, LLC

FINRA 141238 · placing rounds since May 2016

17company rounds placed
2in the last two years, last Oct 2025
$19Msold in the rounds they placed
518.4%typical commission; the median firm takes 4.9%

Named on 76 Form D filings as paid to sell the offering: 17 for operating companies, 2 for funds, 57 for real estate. 2 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q4124Q1224Q3225Q4

What they place

20rounds
  • Oil and Gas95%
  • Other5%

How big the rounds are

  1. Under $1M5
  2. $1M to $5M3
  3. $5M to $20M1
  4. $20M to $100M0
  5. $100M+0

Where the companies are

PA15TN4GA1
FiledIssuerIndustrySold
Oct 2025S.T.L. Fund G Blocker, LLCOil and Gas-
Oct 2025S.T.L. Resources Drilling Fund G, LPOil and Gas$182k
Jul 2024S.T.L. Resources Drilling Fund F, LPOil and Gas-
Jul 2024S.T.L. Fund F Blocker, LLCOil and Gas-
Jan 2024S.T.L. Resources Blocker E, LLCOil and Gas$258k
Oct 2023S.T.L. Resources Drilling Fund E, LPOil and Gas$1.0M
Nov 2022Trenton - Black River V LPOil and Gas$3.2M
Sept 2022S.T.L. Resources Drilling Fund D, L.P.Agents: Dempsey Lord Smith, LLCOil and Gas$985k
Sept 2021Trenton - Black River IV LPOil and Gas$2.4M
Aug 2021S.T.L. Resources Drilling Fund C, L.P.Agents: More Than Five PersonsOil and Gas$733k
Dec 2020Old Corral Investments, LLCOther$9.3M
Sept 2020Ashburn Creek Fault LPAgents: Dempsey Lord Smith, LLCOil and Gas-
Jul 2020S.T.L. Resources Drilling Fund B, L.P.Agents: More than Five PersonsOil and Gas$418k
Jul 2018Trenton Black River III, LPAgents: Dempsey Lord Smith, LLCOil and Gas-
Jan 2017MDS 2017-Marcellus Shale Development, LPOil and Gas-
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
May 2016MDS 2016-Marcellus Shale Development, LPOil and Gas-
Jun 2015MDS 2015-Marcellus Shale Development, LPOil and Gas-
May 2015MDS Energy Partners, LPOil and Gas-
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Founders who worked with them

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