Fundraisers / Dawson James Securities, Inc

FundraiserRegistered broker-dealer

Dawson James Securities, Inc

FINRA 130645 · placing rounds since Mar 2016

51company rounds placed
10in the last two years, last Mar 2026
$1.9Bsold in the rounds they placed
6.8%typical commission; the median firm takes 4.9%

Named on 51 Form D filings as paid to sell the offering: 51 for operating companies. 3 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

223Q2223Q3223Q4124Q1424Q2124Q4225Q1125Q2325Q3325Q4226Q1

What they place

62rounds
  • Other Technology31%
  • Other Health Care27%
  • Other15%
  • Biotechnology15%
  • Telecommunications5%
  • Pharmaceuticals5%
  • Investment Banking3%

How big the rounds are

  1. Under $1M18
  2. $1M to $5M22
  3. $5M to $20M18
  4. $20M to $100M3
  5. $100M+2

Where the companies are

FL12CA8NY8CO5TX5NC4VA4MN3

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Mar 2026T3 Defense Inc.Other Technology$20M
Feb 2026RenX Enterprises Corp.Other$12M
Dec 2025Healthcare Triangle, Inc.Other Technology$15M
Nov 2025Kartoon Studios, Inc.Other$7.3M
Oct 2025Safe & Green Development CorpOther Energy$18M
Sept 2025Satsuma Technology PLCOther Technology$108M
Sept 2025Nukkleus Inc.Other Technology$10M
Jul 2025Clearone IncOther Technology$3.0M
Jun 2025Oblong, Inc.Agents: Dawson James Securities, Inc.Other Technology$7.5M
Jan 2025Nukkleus Inc.Other$10M
Jan 2025Inspira Technologies OXY B.H.N. LtdBiotechnology$8.3M
Oct 202422nd Century Group, Inc.Biotechnology$1.2M
Jun 2024Greenwave Technology Solutions, Inc.Other Technology$15M
May 2024Greenwave Technology Solutions, Inc.Other Technology$43M
Apr 2024Greenwave Technology Solutions, Inc.Other Technology$1.5B
Apr 202422nd Century Group, Inc.Biotechnology$4.2M
Mar 2024AgEagle Aerial Systems Inc.Other Technology$1.0M
Nov 2023AgEagle Aerial Systems Inc.Other Technology$2.0M
Oct 2023Sidus Space Inc.Telecommunications$2.0M
Aug 2023Greenwave Technology Solutions, Inc.Other Technology$15M
Jul 2023Kartoon Studios, Inc.Other$5.8M
Jun 2023SmartKem, Inc.Other Technology$12M
Apr 2023Oblong, Inc.Agents: The Special Equities GroupOther Technology$6.4M
Jan 2023Data443 Risk Mitigation, Inc.Computers$300k
Dec 2022NextPlat CorpRetailing$8.0M
Dec 2022Smart For Life, Inc.Other Health Care$1.0M
Dec 2022Data443 Risk Mitigation, Inc.Computers$750k
Aug 2022MyMD Pharmaceuticals, Inc.Other Health Care-
Aug 2022SRAX, Inc.Other Technology$9.4M
Jan 2022Smart For Life, Inc.Other Health Care$250k
Jul 2021Iconic Brands, Inc.Other$36M
Jul 2021Oblong, Inc.Agents: THE SPECIAL EQUITIES GROUPOther Technology$12M
Jul 2021Bonne Sante Group, Inc.Other Health Care$6.0M
Jan 2021Aditx Therapeutics, Inc.Biotechnology$6.0M
Sept 2020Generex Biotechnology CorpPharmaceuticals$2.0M
May 2020China Ceramics Co., LtdManufacturing$750k
Apr 2020Sigma Labs, Inc.Other Technology$1.5M
Feb 2020Sigma Labs, Inc.Other Technology$2.1M
Dec 2019China Ceramics Co., LtdManufacturing$1.2M
Jul 2019Predictive Oncology Inc.Agents: David WeinsteinOther Health Care$1.1M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Alere Financial Partners, A division of Cova Capital Partners LLC (""Alere""))1 round togetherH.C. Wainwright & Co., LLC1 round togetherKatalyst Securities LLC1 round togetherMaxim Group, LLC1 round togetherPalladium Capital Group, LLC1 round together

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