Fundraisers / CAIS Capital, LLC

FundraiserRegistered broker-dealer

CAIS Capital, LLC

FINRA 154512 · placing rounds since Apr 2016

1company rounds placed
0in the last two years, last Jul 2016
$552Msold in the rounds they placed
2.6%typical commission; the median firm takes 4.9%

Named on 79 Form D filings as paid to sell the offering: 1 for operating companies, 78 for funds. 1 registered agent named.

How big the rounds are

  1. Under $1M1
  2. $1M to $5M1
  3. $5M to $20M3
  4. $20M to $100M0
  5. $100M+1

Where the companies are

PA2CA1MA1NY1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Jul 2020Knopp Biosciences LLCBiotechnology$7.6M
Apr 2019Codie LLCAgents: George HarringtonOther$203k
Mar 2019Third Pole, Inc.Other Technology$13M
Feb 2019Knopp Biosciences LLCBiotechnology$10M
Jul 2016Harrington Reinsurance Holdings LtdInsurance$552M
Dec 2015Third Pole, Inc.Other Technology$1.5M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Blackstone Securities Partners L.P.1 round togetherHigh Tower Securities LLC1 round togetherMerrill Lynch, Pierce, Fenner & Smith Incorporated1 round togetherMorgan Stanley1 round togetherMorgan Stanley Smith Barney, LLC1 round togetherStephens Inc.1 round together

Founders who worked with them

No one has said so yet.

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Marked verified when your company is one of the rounds they placed.

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