Fundraisers / B. Riley Wealth Management, Inc
FundraiserRegistered broker-dealer
B. Riley Wealth Management, Inc
FINRA 2543 · placing rounds since Mar 2016
2company rounds placed
0in the last two years, last Jan 2024
$5.5Msold in the rounds they placed
4.7%typical commission; the median firm takes 4.9%
Named on 27 Form D filings as paid to sell the offering: 2 for operating companies, 18 for funds, 7 for real estate. 7 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q1
What they place
- Manufacturing50%
- Oil and Gas25%
- Other Health Care25%
How big the rounds are
- Under $1M0
- $1M to $5M3
- $5M to $20M1
- $20M to $100M0
- $100M+0
Where the companies are
CA1CO1IL1TX1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026FCP Venture X QP LLC, Series XVIIPooled Investment Fund$11M
Feb 2026InvestX Series (ATR-U5 QP), a Series of InvestX Master LLCAgents: Christopher Russo, James Swinney, Peter J. SarnerPooled Investment Fund$21M
Feb 2026InvestX Series (ATR-U5), a Series of InvestX Master LLCAgents: Christopher Russo, James Swinney, Peter J. SarnerPooled Investment Fund$8.6M
Dec 2025InvestX Series (LMD-U4), a Series of InvestX Master LLCAgents: James E Swinney, Peter J SarnerPooled Investment Fund$2.7M
Sept 2025InvestX Series (ATR-U4), a Series of InvestX Master LLCAgents: Christopher Russo, George Karapistolis, Nicholas HarrisonPooled Investment Fund$4.9M
Sept 2025InvestX Series (APP-U1), a Series of InvestX Master LLCAgents: James Swinney, Peter J. SarnerPooled Investment Fund$3.2M
Aug 2025Fcp Venture X Qp LLC, Series IxPooled Investment Fund$21M
Jun 2025FCP Venture X QP LLC, Series VIIPooled Investment Fund$74M
Mar 2024B. Riley Private Shares Fund 2023-3, LLCPooled Investment Fund$3.2M
Jan 2024Novian Health Inc.Other Health Care$2.1M
Sept 2023B. Riley Private Shares 2023-2 QP, LLCPooled Investment Fund$240M
Sept 2023B. Riley Private Shares 2023-2 QC, LLCPooled Investment Fund$8.5M
Jun 2023B. Riley Private Shares Fund 2023-1, LLCPooled Investment Fund$3.7M
Feb 2023B. Riley Private Shares Fund 2022-1 QP, LLCPooled Investment Fund$2.7M
Aug 2022B. Riley Private Shares Fund 2022-1, LLCPooled Investment Fund$4.5M
Sept 2021Innovation X Capital Partners, LLCPooled Investment Fund$125M
Mar 2021CRP West 135th Street LLCOther Real Estate$6.6M
May 2018CRP 515 WEST 111th LLCOther Real Estate$5.3M
Apr 2018CRP Sunrise Highway LLCOther Real Estate-
Apr 2018CRP Nomad LLCAgents: Wunderlich Securities Inc.Other Real Estate$400k
Jul 2017Castellan Real Estate Income Fund II LPPooled Investment Fund$45M
May 2017Reed'S, Inc.Manufacturing$3.4M
Aug 2016LEDIC Realty Company, LLCResidential-
Jul 2016Fireman Brewery Holdings II LPAgents: Andre McClure, Jonathan GreenePooled Investment Fund$11M
Jun 2016CRP Saint Marks Place LLCResidential-
May 2016CRP Wetherole LLCResidential$1.8M
Mar 2016Castellan Real Estate Income Fund LPPooled Investment Fund$20M
Mar 2015Barfresh Food Group Inc.Manufacturing$5.5M
Mar 2015Fireman Brewery Holdings LPAgents: Dominick & Dominick LLCPooled Investment Fund$46M
Aug 2014Eco-Stim Energy Solutions, Inc.Oil and Gas$2.3M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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