Fundraisers / B. Riley Wealth Management, Inc
FundraiserRegistered broker-dealer
B. Riley Wealth Management, Inc
FINRA 2543 · placing rounds since Mar 2016
2company rounds placed
0in the last two years, last Jan 2024
$5.5Msold in the rounds they placed
4.7%typical commission; the median firm takes 4.9%
Named on 27 Form D filings as paid to sell the offering: 2 for operating companies, 18 for funds, 7 for real estate. 7 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q1
What they place
- Manufacturing50%
- Oil and Gas25%
- Other Health Care25%
How big the rounds are
- Under $1M0
- $1M to $5M3
- $5M to $20M1
- $20M to $100M0
- $100M+0
Where the companies are
CA1CO1IL1TX1
Rounds they placed
FiledIssuerIndustrySold
Jan 2024Novian Health Inc.Other Health Care$2.1M
May 2017Reed'S, Inc.Manufacturing$3.4M
Mar 2015Barfresh Food Group Inc.Manufacturing$5.5M
Aug 2014Eco-Stim Energy Solutions, Inc.Oil and Gas$2.3M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Founders who worked with them
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