Fundraisers / American Portfolios Financial Services
FundraiserRegistered broker-dealer
American Portfolios Financial Services
FINRA 18487 · placing rounds since Mar 2016
7company rounds placed
3in the last two years, last Mar 2026
$2.8Bsold in the rounds they placed
8.5%typical commission; the median firm takes 4.9%
Named on 21 Form D filings as paid to sell the offering: 7 for operating companies, 1 for funds, 13 for real estate. 5 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q4226Q1
What they place
- Oil and Gas33%
- Insurance25%
- Other Technology25%
- Biotechnology8%
- Pharmaceuticals8%
How big the rounds are
- Under $1M2
- $1M to $5M2
- $5M to $20M2
- $20M to $100M2
- $100M+3
Where the companies are
NY5OH2TX2FL1IL1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: American Portfolios Financial ServicesInsurance$136M
Mar 2026New York Life Insurance & Annuity CorpAgents: American Portfolios Financial ServicesInsurance$505M
Dec 2025HNW PPVA Series Account - 1Agents: American Portfolio Financial Advisors IncInsurance$2.1B
May 2022Zero Coupon MI Office DSTOther Real Estate$8.1M
May 2022Huntsville SFR DSTOther Real Estate$8.3M
May 2022MHC Affordable Housing DSTAgents: Henry M Korngut, Michael PariseOther Real Estate$11M
May 2020Sovereign Distressed RE Fund III, LLCCommercial-
Feb 2020Fayetteville Student Housing DSTOther Real Estate$17M
Jan 2020BR Everwood, DSTResidential-
Nov 2019BR Westerly, DSTResidential$999k
Nov 2019HPI Real Estate Fund VIII LLCCommercial$1.7M
Jul 2019Sovereign Fund II, LLCCommercial-
Jun 2019Mewbourne Energy Partners 19-A, L.P.Oil and Gas$3.1M
Sept 2018Healthcare Portfolio V DSTAgents: Steven TellarOther Real Estate$17M
Jun 2018Mewbourne Energy Partners 18-A, L.P.Oil and Gas$960k
Jun 2018BR Axis West, DSTResidential$1.0M
May 2018AEI Net Lease Portfolio IX DSTCommercial$1.5M
Apr 2018Mohawk Group, Inc.Other Technology$26M
Jun 2017Tapimmune IncBiotechnology$6.2M
Feb 2017Coli Vul-7 Series AccountAgents: Thomas C. FroelichPooled Investment Fund$1.3B
Mar 2016BR Four Corners Orlando, DSTResidential$133k
Dec 2015HPI Waterford Landing DSTAgents: Stephen K. DavisOther Real Estate$9.1M
Aug 2015ViewRay, Inc.Agents: American Portfolios Financial Services, Inc.Other Technology$2.7M
Aug 2015ViewRay, Inc.Agents: American Portfolios Financial Services, Inc.Other Technology$27M
Dec 2014Pieris Pharmaceuticals, Inc.Agents: Katalyst Securities LLCPharmaceuticals$14M
Sept 2014APX Drilling Partners 2014-B, LPOil and Gas$85k
Apr 2014APX Drilling Partners 2014-A, LPOil and Gas-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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