Fundraisers / AGES Financial Services, Inc.
FundraiserRegistered broker-dealer
AGES Financial Services, Inc.
FINRA 15427 · placing rounds since Jan 2017
15company rounds placed
0in the last two years, last Nov 2023
$84Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 32 Form D filings as paid to sell the offering: 15 for operating companies, 17 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q4
What they place
- Other Technology27%
- Oil and Gas20%
- Biotechnology20%
- Lodging and Conventions13%
- Other7%
- Other Health Care7%
- Manufacturing7%
How big the rounds are
- Under $1M1
- $1M to $5M7
- $5M to $20M2
- $20M to $100M1
- $100M+0
Where the companies are
TX3CA2AZ2NY2NJ1FL1OR1PA1
Rounds they placed
FiledIssuerIndustrySold
Nov 2023TOMI Environmental Solutions, Inc.Biotechnology$2.6M
Mar 2023ShelterZoom Corp.Other Technology$3.5M
Jan 2023TC Georgia Solar Investments LLCAgents: John Arthur DoaneOther Real Estate$7.4M
Jan 2023NexPoint Hughes DSTOther Real Estate$74M
Oct 2022MamaMancini's Holdings, Inc.Other$1.2M
Nov 2021Interlink Electronics IncOther Technology$3.0M
Sept 2021CF Glenmuir Multifamily DSTOther Real Estate$68M
Aug 2020iCap Equity, LLCOther Real Estate-
Aug 2020HH Acquisitions CS LLCLodging and Conventions-
Jul 20207200 Monogram Self Storage Partners, LLCCommercial$1.0M
Feb 2020Viking Energy Group, Inc.Oil and Gas-
Feb 2020Viking Energy Group, Inc.Oil and Gas$5.0M
Nov 2019Tatum & Dynamite Self Storage Partners, LLCCommercial-
Oct 201973rd Street Partners, LLCCommercial-
Oct 2019iCap Pacific Income Fund 5, LLCOther Real Estate-
May 2019Bos Better Online Solutions LtdAgents: RHK CAPITALOther Technology$1.0M
May 2019HH Acquisitions CS LLCLodging and Conventions-
Apr 2019Hawthorne Self Storage Partners, LLCCommercial-
Mar 2019Sagacity Golf Technologies, Inc.Other Technology$1.1M
Feb 2019Nb Gathering, DstAgents: Kyle KadishOther Real Estate$12M
Jan 2019Goleta Self Storage Partners, LLCCommercial-
Aug 2018Delcath Systems, Inc.Agents: NABiotechnology$1.6M
Jul 2018KB Diversified Healthcare 20, DSTCommercial-
Jul 2018Parallax Health Sciences, Inc.Other Health Care$600k
Jun 2018Passco L82 Sarasota DSTResidential$300k
Apr 2018Scottsdale Promenade Self Storage Partners, LLCCommercial-
Mar 2018Bedrock Manufacturing Company, LLCAgents: CoveView Advisors, LLCManufacturing$59M
Feb 2018Tucson Steam Pump Self Storage Partners, LLCCommercial$6.0M
Oct 2017Gold Dust Self Storage Partners, LLCCommercial-
Oct 2017Health-Right Discoveries, Inc.Agents: RHK Capital, LLCBiotechnology$5.0M
Jun 20171784 Self Storage Site Acquisition II, LLCCommercial-
Jan 2017MDS 2017-Marcellus Shale Development, LPOil and Gas-
Nov 2015TFG Coal Creek REIT, LLCREITS and Finance-
Sept 2015TFG West Watkins REIT, LLCREITS and Finance-
Apr 2015TFG Independence Center II REIT, LLCREITS and Finance-
Dec 2014TFG Centretech Hughes REIT, LLCREITS and Finance-
Aug 2014TFG Apollo Drive REIT, LLCREITS and Finance-
Apr 2014TFG Ames Pond Drive REIT, LLCREITS and Finance-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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