Fundraisers / AGES Financial Services, Inc.
FundraiserRegistered broker-dealer
AGES Financial Services, Inc.
FINRA 15427 · placing rounds since Jan 2017
15company rounds placed
0in the last two years, last Nov 2023
$84Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 32 Form D filings as paid to sell the offering: 15 for operating companies, 17 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q4
What they place
- Other Technology27%
- Oil and Gas20%
- Biotechnology20%
- Lodging and Conventions13%
- Other7%
- Other Health Care7%
- Manufacturing7%
How big the rounds are
- Under $1M1
- $1M to $5M7
- $5M to $20M2
- $20M to $100M1
- $100M+0
Where the companies are
TX3CA2AZ2NY2NJ1FL1OR1PA1
Rounds they placed
FiledIssuerIndustrySold
Nov 2023TOMI Environmental Solutions, Inc.Biotechnology$2.6M
Mar 2023ShelterZoom Corp.Other Technology$3.5M
Oct 2022MamaMancini's Holdings, Inc.Other$1.2M
Nov 2021Interlink Electronics IncOther Technology$3.0M
Aug 2020HH Acquisitions CS LLCLodging and Conventions-
Feb 2020Viking Energy Group, Inc.Oil and Gas-
Feb 2020Viking Energy Group, Inc.Oil and Gas$5.0M
May 2019Bos Better Online Solutions LtdAgents: RHK CAPITALOther Technology$1.0M
May 2019HH Acquisitions CS LLCLodging and Conventions-
Mar 2019Sagacity Golf Technologies, Inc.Other Technology$1.1M
Aug 2018Delcath Systems, Inc.Agents: NABiotechnology$1.6M
Jul 2018Parallax Health Sciences, Inc.Other Health Care$600k
Mar 2018Bedrock Manufacturing Company, LLCAgents: CoveView Advisors, LLCManufacturing$59M
Oct 2017Health-Right Discoveries, Inc.Agents: RHK Capital, LLCBiotechnology$5.0M
Jan 2017MDS 2017-Marcellus Shale Development, LPOil and Gas-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this AGES Financial Services, Inc.?
Claim the page to describe your work in your own words. Free.