Rankings · Q1 2026 · Other Technology

The fundraisers who placed the most.

Broker-dealers ranked by the operating-company rounds they were paid to place in other technology, as filed with the SEC on Form D. Funds, real estate and insurance products are left out.

‹Q1 2026the latest full quarter the SEC has published
27company rounds placed by a broker-dealer
63%of the 43 company Form Ds filed in this industry
$1.5Bsold in those rounds
7%median fee, as a share of the money raised
#FirmRounds placedSoldMedian feeLast 8 quarters
1NewEmerson EquityMostly other technology4$139M15.5%2=Goldman Sachs & Co.Mostly other technology3$643M2%2=H.C. Wainwright & Co.Mostly other technology3$15M7%4NewMorgan StanleyMostly other technology1$450M1.1%4NewMorgan Stanley Smith BarneyMostly other technology1$450M1.1%4NewCitigroup Global MarketsMostly other technology1$127M15.8%4NewJ.P. Morgan SecuritiesMostly other technology1$127M15.8%4NewBroadhaven SecuritiesMostly other technology1$36M3.5%4NewSparring Partners CapitalMostly other technology1$27M-4▲ 2Ftp SecuritiesMostly other technology1$25M2.5%4▲ 2RBW Capital Partners, LLC (a Division of Dawson James Securities, Inc.)Mostly other technology1$20M1.8%4▲ 2Dawson James SecuritiesMostly other technology1$20M1.8%4NewMuriel Siebert & Co.Mostly other technology1$8.0M3.4%4NewSeaport Global SecuritiesMostly other technology1$6.0M4%4NewThe Benchmark CompanyMostly other technology1$6.0M4%4NewDominari Securities LLC (""Dominari"")Mostly other technology1$3.0M9%4NewDominari SecuritiesMostly other technology1$3.0M9%4NewAusdal Financial PartnersMostly other technology1$2.0M15%4▲ 2Jack GrellaMostly other technology1$1.7M21.7%4▲ 2Metric FinancialMostly other technology1$1.7M21.7%4NewCeros Financial ServicesMostly other technology1$925k7.3%4▲ 2Canaccord GenuityMostly other technology1$486k3%4NewLandolt SecuritiesMostly other technology1$200k-4▲ 2First Liberties SecuritiesMostly other technology1$185k-4NewCastle PlacementMostly other technology1--

1 more firms placed at least one company round in Q1 2026 in this industry. Ties share a rank; within a tie, firms are ordered by money sold.

Since Q4 2025

Who moved

16 of this quarter's top 25 placed no company round at all the quarter before.

32Q2 2427Q3 2424Q4 2431Q1 2522Q2 2536Q3 2528Q4 2527Q1 26

What it costs

Half of fundraisers take 3% to 7.1%

The sales commission filed on each Form D, as a share of the money sold, across 710 placements in the four quarters to Q1 2026. Half fall between 3% and 7.1%; the middle one is 6%. Finder's fees and warrants are not in the figure, so the real cost is often higher.

median 6%
0%1%2%3%4%5%6%7%8%10%+

Filed in Q1 2026

The quarter's placements, as they were filed

  • 25 MarFirst Liberties SecuritiesCarver Edison, Inc.Other Technology$185k
  • 19 MarSeaport Global SecuritiesMatternet, Inc.Other Technology$6.0M
  • 18 MarCanaccord GenuityHydroGraph Clean Power Inc.Other Technology$486k
  • 12 MarH.C. Wainwright & Co.Avalon GloboCare Corp.Other Technology$3.3M
  • 10 MarRBW Capital Partners, LLC (a Division of Dawson James Securities, Inc.)T3 Defense Inc.Other Technology$20M
  • 6 MarCastle PlacementColorcom LtdOther TechnologyUndisclosed
  • 6 MarQuint Capital CorporationQuint Technology Investments, LLCOther TechnologyUndisclosed
  • 26 FebSparring Partners CapitalSensera Systems, Inc.Other Technology$27M
  • 25 FebCitigroup Global MarketsInfleqtion, Inc.Other Technology$127M
  • 24 FebAusdal Financial PartnersForms Logic Inc.Other Technology$2.0M
  • 19 FebEmerson EquityDocspot (1-4) LLCOther Technology$43M
  • 19 FebEmerson EquityDoc Gpt (1-4) LLCOther Technology$42M
  • 18 FebEmerson EquityWorkPerks (1-13), LLCOther Technology$28M
  • 18 FebEmerson EquityPerksHub (1-13), LLCOther Technology$26M
  • 9 FebMuriel Siebert & Co.Arqitech, Inc.Other Technology$8.0M
  • 30 JanH.C. Wainwright & Co.Ascent Solar Technologies, Inc.Other Technology$10M

Looking for someone to place your round?

Every fundraiser we have seen place a company round, with their deals, fees and the industries they work in.

How the table is made

Where do the numbers come from?

From the SEC's Form D data sets. A company raising privately files a Form D, and when a broker-dealer is paid to sell the round, the filing names it with its commission. We count each new filing once per firm named on it, and leave out amendments, funds and real estate. Insurance and investing filings are left out too: they are an insurer's policy accounts and investment vehicles, sold through dozens of firms at once, not companies raising a round.

Why is the latest quarter a quarter behind?

The SEC publishes the data sets quarterly, after the quarter closes. A quarter only appears here once its filings are in.

Can a firm change its place?

No. The table is computed from filings alone. A firm can claim its page and add to it, but cannot change what it placed.

What is the badge?

Firms in the overall top 10, or the top 3 of an industry, can show their standing on their own site with a badge from their page. It updates when the next quarter arrives.

What does it leave out?

Rounds where nobody was paid to sell, which is most venture rounds, and placements a firm makes without filing. A low rank is not a verdict on a firm; it is what the filings show.