Fundraisers / WM Smith & Co.
FundraiserRegistered broker-dealer
WM Smith & Co.
FINRA 30777 · placing rounds since Mar 2016
2company rounds placed
0in the last two years, last Nov 2018
$797ksold in the rounds they placed
53.7%typical commission; the median firm takes 4.9%
Named on 2 Form D filings as paid to sell the offering: 2 for operating companies.
How big the rounds are
- Under $1M2
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
Rounds they placed
FiledIssuerIndustrySold
Nov 2018Spectra7 Microsystems Inc.Other Technology$677k
Mar 2016Phirelight Security Solutions Inc.Other Technology$120k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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