Fundraisers / Westlake Securities
FundraiserRegistered broker-dealer
Westlake Securities
FINRA 127112 · placing rounds since Mar 2016
1company rounds placed
0in the last two years, last Mar 2016
$1.6Msold in the rounds they placed
7.2%typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.
How big the rounds are
- Under $1M1
- $1M to $5M3
- $5M to $20M1
- $20M to $100M1
- $100M+0
Where the companies are
TX4CA1UT1
Rounds they placed
FiledIssuerIndustrySold
Mar 2016Elute, Inc.Pharmaceuticals$1.6M
Mar 2015Profit Velocity Solutions, LLCAgents: WESTLAKE SECURITIES, LLCOther Technology$1.0M
Mar 2015Profit Velocity Solutions Pte LtdAgents: WESTLAKE SECURITIES, LLCOther Technology$55k
Feb 2015Berry Aviation, Inc.Agents: Frank Gary ValdezOther$24M
Sept 2014Pat Tank, Inc.Agents: Daryl Richard SwartsOther Energy$16M
Jul 2014Jpg Renewables, LLCAgents: DARYL RICHARD SWARTSOil and Gas-
Jul 2014Orr Energy Group, LLCOil and Gas$2.6M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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