Fundraisers / Umergence LLC
FundraiserRegistered broker-dealer
Umergence LLC
FINRA 284368 · placing rounds since Apr 2021
14company rounds placed
4in the last two years, last Oct 2025
$100Msold in the rounds they placed
3.4%typical commission; the median firm takes 4.9%
Named on 24 Form D filings as paid to sell the offering: 14 for operating companies, 9 for funds, 1 for real estate. 6 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q3224Q1325Q3125Q4
What they place
- Other Technology36%
- Other29%
- Other Banking and Financial Services14%
- Biotechnology7%
- Computers7%
- Tourism and Travel Services7%
How big the rounds are
- Under $1M5
- $1M to $5M1
- $5M to $20M4
- $20M to $100M2
- $100M+0
Where the companies are
CA3TX2IL1MA1MD1NC1NM1NY1
Rounds they placed
FiledIssuerIndustrySold
Oct 2025Throne Labs, Inc.Other$8.9M
Sept 2025Encore Florida RC Tampa WSS, LPAgents: Ning ChenOther$800k
Aug 2025Headlands Capital Secondary Fund V, LPAgents: Umergence LLCPooled Investment Fund-
Aug 2025Headlands Capital Offshore V, LPAgents: Umergence LLCPooled Investment Fund-
Jul 2025Encore Alternative Income Fund, LPAgents: Brenda Brown Grogan, Kimberly Pine, Ning ChenOther Banking and Financial Services$1.2M
Jul 2025Ferrox Holdings Ltd.Agents: Timothy M. StoddartOther$4k
Mar 2024Sigma Additive Solutions, Inc.Tourism and Travel Services$673k
Feb 2024Sea Street Technologies, Inc.Other Technology$24M
Aug 2023brooqLy, Inc.Other Technology-
May 2023Capri Harbor U.S. LPOther Real Estate$6.7M
Mar 2023PreIPO Spice Securities, LPPooled Investment Fund$55k
Feb 2023Wcp Scp Iii, L.P.Pooled Investment Fund$143M
Oct 2022FibTech Holdings, LPAgents: Umergence LLCOther$25k
Sept 2022Boomtown Network, Inc.Agents: Umergence LLCComputers$12M
Jul 2022VedasLabs, Inc.Agents: Umergence LLCOther Banking and Financial Services-
Feb 2022Franklin Park Corporate Finance Access Fund II, L.P.Pooled Investment Fund$60M
Feb 2022Manulife Direct Lending Fund, L.P.Pooled Investment Fund-
Jan 2022Franklin Park Venture Capital Fund XIV, L.P.Pooled Investment Fund$30M
Jan 2022Franklin Park Venture Capital Opportunity Fund, L.P.Pooled Investment Fund$30M
Sept 2021Liqid Inc.Other Technology$30M
Sept 2021ZenSports, Inc.Agents: Cindy MihalovOther Technology$593k
Sept 2021Embodied, Inc.Other Technology$14M
Jun 2021Orion Biotechnology Canada Ltd.Biotechnology$5.4M
Apr 2021Franklin Park Co-Investment Fund V, L.P.Pooled Investment Fund$257M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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