Fundraisers / UBS Securities LLC
FundraiserRegistered broker-dealer
UBS Securities LLC
FINRA 7654 · placing rounds since Jan 2016
17company rounds placed
2in the last two years, last Nov 2025
$3.2Bsold in the rounds they placed
2.6%typical commission; the median firm takes 4.9%
Named on 219 Form D filings as paid to sell the offering: 17 for operating companies, 196 for funds, 6 for real estate. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2123Q3124Q1124Q2125Q3125Q4
What they place
- Biotechnology26%
- Other Health Care16%
- Other16%
- Investing16%
- Other Energy11%
- Other Banking and Financial Services11%
- Other Technology5%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M2
- $20M to $100M10
- $100M+8
Where the companies are
NY5CA5MA3FL2UT1CO1MD1NJ1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Kinderhook Strategic Opportunities Fund I-B, L.P.Pooled Investment Fund-
Mar 2026Kinderhook Strategic Opportunities Fund I, L.P.Pooled Investment Fund-
Mar 2026FCDE Fund III FPCIAgents: UBS Europe SEPooled Investment Fund$77M
Feb 2026Parabellum Partners IV, LPPooled Investment Fund-
Dec 2025AEA Elevate Fund (Parallel) II LPPooled Investment Fund-
Dec 2025SIP Argus Co-Invest, LPPooled Investment Fund-
Dec 2025SIP Argus Co-Invest I-A, LPPooled Investment Fund-
Dec 2025AEA Elevate Fund II LPPooled Investment Fund-
Dec 2025OceanSound Partners Fund III, LPPooled Investment Fund-
Dec 2025Swan Investment Partners Fund I, LPPooled Investment Fund-
Dec 2025Swan Investment Partners Fund I-A, LPPooled Investment Fund-
Dec 2025Updata Partners VIII, L.P.Pooled Investment Fund-
Nov 2025Galecto, Inc.Biotechnology$285M
Sept 2025Glenwood Co-Investment Fund III-1, L.P.Pooled Investment Fund-
Aug 2025Kedaara II Continuation FundAgents: UBS AG, Singapore BranchPooled Investment Fund-
Aug 2025SAB Biotherapeutics, Inc.Biotechnology$175M
Jul 2025Novacap FS Revau CV, L.P.Agents: UBS Securities LLCPooled Investment Fund-
May 2025Acorn Sentry Aerospares CV LPPooled Investment Fund-
Apr 2025Multiples Plenty Private Equity GIFT FundAgents: UBS AG, SINGAPORE BRANCHPooled Investment Fund$430M
Apr 2025Glenwood Korea Private Equity Fund III, L.P.Pooled Investment Fund-
Apr 2025CAVU Consumer Partners V, LPPooled Investment Fund-
Mar 2025Novacap International Technologies VII-A, L.P.Agents: UBS Securities LLCPooled Investment Fund-
Mar 2025Novacap International Technologies VII, L.P.Agents: UBS Securities LLCPooled Investment Fund-
Feb 2025Novacap International Financial Services II, L.P.Pooled Investment Fund-
Feb 2025Hosen FCV II, LPPooled Investment Fund$20M
Dec 2024L Catterton Asia Ii Sing LPPooled Investment Fund-
Dec 2024L Catterton Asia Ii LPPooled Investment Fund-
Dec 2024Pamlico Capital VI, L.P.Pooled Investment Fund-
Aug 2024Neos Partners II LPPooled Investment Fund-
Aug 2024Neos Partners II-A LPPooled Investment Fund-
Aug 2024Health Catalyst Capital Continuation Fund I, L.P.Pooled Investment Fund-
Jul 2024Emerald Co-Investment A, LPPooled Investment Fund-
Jul 2024Obra Longevity Rated Feeder Fund, LPPooled Investment Fund$294M
Jun 2024Pershing Square Holdco, L.P.Investing$856M
May 2024Gasherbrum Fund Ii, L.P.Pooled Investment Fund-
Apr 2024Kinderhook Capital Fund 8-B, L.P.Pooled Investment Fund-
Apr 2024Kinderhook Capital Fund 8, L.P.Pooled Investment Fund-
Mar 2024Applied Therapeutics, Inc.Biotechnology$100M
Feb 2024JG III PC B (Cayman), L.P.Pooled Investment Fund-
Feb 2024JG III B (Cayman), L.P.Pooled Investment Fund-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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