Fundraisers / Tribal Capital Markets, LLC

FundraiserRegistered broker-dealer

Tribal Capital Markets, LLC

FINRA 38901 · placing rounds since Jul 2018

5company rounds placed
0in the last two years, last Aug 2021
$71Msold in the rounds they placed
7.0%typical commission; the median firm takes 4.9%

Named on 5 Form D filings as paid to sell the offering: 5 for operating companies. 1 registered agent named.

How big the rounds are

  1. Under $1M0
  2. $1M to $5M2
  3. $5M to $20M2
  4. $20M to $100M1
  5. $100M+0

Where the companies are

MD2DE1FL1MA1
FiledIssuerIndustrySold
Aug 2021Praesidia Biotherapeutics, Inc.Biotechnology$4.0M
Feb 2021Processa Pharmaceuticals, Inc.Pharmaceuticals$10M
Jul 2020Gain Therapeutics, Inc.Biotechnology$10M
May 2020INVO Bioscience, Inc.Agents: Tribal Capital Markets LLCOther Health Care$2.1M
Jul 2018Ryze Pass-Through Trust 2018-1Agents: N/AOther$45M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

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