Fundraisers / The Klein Group, LLC
FundraiserRegistered broker-dealer
The Klein Group, LLC
FINRA 46472 · placing rounds since Dec 2017
1company rounds placed
0in the last two years, last Dec 2017
$110Msold in the rounds they placed
3.5%typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+1
Where the companies are
IL1
Rounds they placed
FiledIssuerIndustrySold
Dec 2017Uptake Technologies, Inc.Other Technology$110M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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