Fundraisers / Sutter Securities Incorporated
FundraiserRegistered broker-dealer
Sutter Securities Incorporated
FINRA 30770 · placing rounds since Nov 2017
7company rounds placed
0in the last two years, last Jun 2023
$14Msold in the rounds they placed
5.5%typical commission; the median firm takes 4.9%
Named on 17 Form D filings as paid to sell the offering: 7 for operating companies, 10 for funds. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
223Q2
What they place
- Biotechnology33%
- Other33%
- Other Technology22%
- Telecommunications11%
How big the rounds are
- Under $1M3
- $1M to $5M3
- $5M to $20M3
- $20M to $100M0
- $100M+0
Where the companies are
FL3CA2GA1MA1
Rounds they placed
FiledIssuerIndustrySold
Jun 2023Sportcor Technologies LtdOther$800k
Apr 2023Smart Health Diagnostics CoBiotechnology$5.1M
Dec 2022Cadrenal Therapeutics, Inc.Biotechnology$250k
Jul 2022Cadrenal Therapeutics, Inc.Biotechnology$150k
Apr 2022Bitmine Immersion Technologies, Inc.Other Technology$1.1M
Jul 2020Nano-C IncAgents: Boustead Securities LLCOther Technology$1.3M
Nov 2017Smith Micro Software IncTelecommunications$5.5M
Mar 2014Gold Standard Ventures Corp.Other$4.9M
Jan 2014Car Charging Group, Inc.Other$10M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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