Fundraisers / Stock Securities LLC
FundraiserRegistered broker-dealer
Stock Securities LLC
FINRA 32244 · placing rounds since Sept 2016
4company rounds placed
0in the last two years, last Nov 2023
$49Msold in the rounds they placed
2.3%typical commission; the median firm takes 4.9%
Named on 8 Form D filings as paid to sell the offering: 4 for operating companies, 4 for funds. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q4
What they place
- Other Health Care40%
- Investing20%
- Pharmaceuticals20%
- Retailing20%
How big the rounds are
- Under $1M1
- $1M to $5M0
- $5M to $20M3
- $20M to $100M1
- $100M+0
Where the companies are
OH2CT1NJ1TX1
Rounds they placed
FiledIssuerIndustrySold
Nov 2023FCP Euro, LLCRetailing$26M
Sept 2017SPR Therapeutics, Inc.Other Health Care$15M
May 2017SPR Therapeutics, LLCOther Health Care$582k
Sept 2016Vapogenix, Inc.Pharmaceuticals$8.0M
May 2015Rosemark I, L.P.Agents: Sword Securities LLCInvesting$8.5M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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