Fundraisers / Stifel, Nicolaus & Company Incorporated
FundraiserRegistered broker-dealer
Stifel, Nicolaus & Company Incorporated
FINRA 793 · placing rounds since Feb 2016
70company rounds placed
15in the last two years, last Mar 2026
$4.4Bsold in the rounds they placed
5.8%typical commission; the median firm takes 4.9%
Named on 284 Form D filings as paid to sell the offering: 70 for operating companies, 212 for funds, 2 for real estate. 8 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
223Q2223Q3123Q4124Q1124Q3224Q4125Q1325Q3425Q4526Q1
What they place
- Other55%
- Biotechnology18%
- Other Health Care8%
- Pharmaceuticals7%
- Other Banking and Financial Services5%
- Other Technology4%
- Other Energy3%
How big the rounds are
- Under $1M10
- $1M to $5M15
- $5M to $20M13
- $20M to $100M32
- $100M+10
Where the companies are
MA8NY7CA6TX4CT3CO2IL2FL2
Rounds they placed
FiledIssuerIndustrySold
Mar 2026CVW Sustainable Royalties Inc.Other$7.5M
Mar 2026L Squared Capital Partners V-A LPAgents: Stifel, Nicolaus & Company, IncorporatedPooled Investment Fund-
Mar 2026L Squared Capital Partners V-B LPAgents: Stifel, Nicolaus & Company, IncorporatedPooled Investment Fund-
Mar 2026L Squared Capital Partners V LPAgents: Stifel, Nicolaus & Company, IncorporatedPooled Investment Fund-
Mar 2026Karus Mining Inc.Other$2.2M
Mar 2026Immunic, Inc.Biotechnology$200M
Feb 2026IsoEnergy Ltd.Agents: Stifel Nicolaus Canada Inc.Other Energy$10M
Jan 2026Capitan Silver Corp.Other$2.3M
Dec 2025Sendero Resources Corp.Other$359k
Oct 2025Sterling Investment Partners XK Opportunities Fund-A, L.P.Pooled Investment Fund$881M
Oct 2025Sterling Investment Partners XK Opportunities Fund, L.P.Pooled Investment Fund$881M
Oct 2025QHP Sapphire SPV, L.P.Pooled Investment Fund-
Oct 2025Lyric-Pineapple LPPooled Investment Fund-
Oct 2025Kopin CorpOther Technology$41M
Oct 2025Carter Federal Credit UnionOther Banking and Financial Services$4.5M
Oct 2025Minera Alamos Inc.Agents: Stifel Nicolaus Canada IncOther$46M
Sept 2025BA Capital Fund II, L.P.Pooled Investment Fund-
Sept 2025OurCrowd (Investment in Memic) LPPooled Investment Fund$882k
Aug 2025X4 Pharmaceuticals, IncBiotechnology$85M
Aug 2025Fundamental Partners V LPPooled Investment Fund-
Aug 2025Silver Mountain Resources, Inc.Other$2.3M
Jul 2025IsoEnergy Ltd.Agents: Stifel Nicolaus Canada Inc.Other Energy$2.5M
May 2025Sterling Investment Partners V-A, L.P.Agents: Stifel, Nicolaus & Company, IncorporatedPooled Investment Fund-
May 2025Sterling Investment Partners V, L.P.Agents: Stifel, Nicolaus & Company, IncorporatedPooled Investment Fund-
May 2025Align Ventures Co-Invest Fund, LPPooled Investment Fund-
May 2025Stonepeak-Plus Infrastructure Fund LPAgents: Stifel, Nicolaus & Company IncorporatedPooled Investment Fund-
May 2025Stonepeak-Plus Infrastructure Fund (TE) LPAgents: Stifel, Nicolaus & Company IncorporatedPooled Investment Fund-
Apr 2025Solum Partners Fund Iii-A LPPooled Investment Fund-
Apr 2025Solum Partners Fund Iii LPPooled Investment Fund-
Mar 2025Graham Alternative Investment Fund Ii LLCAgents: MULTIPLEPooled Investment Fund$243M
Mar 2025Graham Alternative Investment Fund I LLCAgents: MULTIPLEPooled Investment Fund$402M
Mar 2025Ecp R&T Investment, L.P.Pooled Investment Fund-
Mar 2025Ecp R&T Feeder Fund, L.P.Pooled Investment Fund-
Feb 2025Vig Private Equity Fund V-4Pooled Investment Fund-
Jan 2025PCS Real Return Institutional Fund, LLCPooled Investment Fund$570M
Jan 2025Ulys Holdings Inc.Other$7.7M
Dec 2024Wonder Mack LPAgents: Stifel, Nicolaus & Co, Inc.Other$72M
Dec 2024QHP Private Equity Fund III-A, L.P.Pooled Investment Fund-
Dec 2024QHP Private Equity Fund III-B, L.P.Pooled Investment Fund-
Dec 2024Lazydays Holdings, Inc.Retailing$40M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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Other fundraisers named on the same filings: the firms they syndicate with.
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