Fundraisers / Spencer Edwards, Inc.
FundraiserRegistered broker-dealer
Spencer Edwards, Inc.
FINRA 22067 · placing rounds since Feb 2016
0company rounds placed
0in the last two years, last Dec 2025
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 4 Form D filings as paid to sell the offering: 0 for operating companies, 4 for funds.
How big the rounds are
- Under $1M3
- $1M to $5M2
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
CA3CO1GA1WA1
Rounds they placed
FiledIssuerIndustrySold
Mar 2015Omni Bio Pharmaceutical, Inc.Biotechnology-
Jan 2015Digi Outdoor Media Inc.Other$4.5M
Dec 2014Applied Cavitation, Inc.Agents: Spencer Edwards, Inc.Other Technology$704k
Sept 2014Applied Cavitation, Inc.Agents: Joseph LavigneOther Technology$153k
Sept 2014Applied Cavitation, Inc.Agents: Spencer Edwards, Inc.Other Technology-
Jan 2014Global Healthcare Reit, Inc.Agents: GVC CapitalOther$3.1M
Jan 2012First (1st) Mountain Exploration Ltd.Oil and Gas$870k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Founders who worked with them
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