Fundraisers / Spencer Clarke LLC

FundraiserRegistered broker-dealer

Spencer Clarke LLC

FINRA 41316 · placing rounds since Apr 2016

10company rounds placed
2in the last two years, last May 2025
$17Msold in the rounds they placed
6.5%typical commission; the median firm takes 4.9%

Named on 16 Form D filings as paid to sell the offering: 10 for operating companies, 6 for funds. 2 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

124Q2225Q2

What they place

10rounds
  • Other50%
  • Investing40%
  • Business Services10%

How big the rounds are

  1. Under $1M6
  2. $1M to $5M4
  3. $5M to $20M0
  4. $20M to $100M0
  5. $100M+0

Where the companies are

NY6IL1MD1PA1WY1
FiledIssuerIndustrySold
May 2025Tram Bar LLCOther$135k
May 2025Tram Bar Co-Packing LLCOther$135k
May 2024Serendipity Frozen LLCOther$4.0M
Dec 2021NightFood Holdings, Inc.Other$1.1M
Apr 2021NightFood Holdings, Inc.Other$4.5M
Aug 2019Maslow Media Group IncBusiness Services$500k
Jul 2018Acuity Opportunities Fund I LLCAgents: Robert Spiegel, Scott KurlandInvesting$725k
Jul 2018Acuity Opportunities Fund I LLCAgents: Robert Spiegel, Scott KurlandInvesting$640k
May 2018Acuity Opportunities Fund I LLCAgents: Robert Spiegel, Scott KurlandInvesting$445k
Mar 2018Acuity Opportunities Fund I LLCAgents: Robert Spiegel, Scott KurlandInvesting$1.3M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

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