Fundraisers / SoFi Securities LLC
FundraiserRegistered broker-dealer
SoFi Securities LLC
FINRA 151717 · placing rounds since Apr 2017
7company rounds placed
6in the last two years, last Jan 2026
$125Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 7 Form D filings as paid to sell the offering: 7 for operating companies. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q4125Q2125Q3225Q4126Q1
What they place
- Other50%
- Investing33%
- Other Banking and Financial Services17%
How big the rounds are
- Under $1M3
- $1M to $5M5
- $5M to $20M1
- $20M to $100M0
- $100M+1
Where the companies are
CA6FL3NY3
Rounds they placed
FiledIssuerIndustrySold
Jan 2026Cosmos Fund LLCAgents: SoFi Securities LLCOther$3.1M
Dec 2025Cosmos Fund LLCAgents: SoFi Securities LLCOther$7.5M
Oct 2025Cosmos Fund LLCAgents: SoFi Securities LLCOther$1.1M
Jul 2025Cosmos Fund LLCAgents: SoFi Securities LLCOther$3.4M
May 2025Cosmos Fund LLCAgents: Sofi Securities LLCOther$2.4M
Dec 2024Cosmos Fund LLCAgents: Sofi Securities LLCOther$2.2M
Apr 2017SoFi Prime Income Fund, LPInvesting$105M
Jun 2015SoFi Professional Loan Program 2015-B LLCAgents: SoFi Securities LLCInvesting$492k
Feb 2015SoFi Professional Loan Program 2015-A LLCAgents: SoFi Securities LLCInvesting$616k
Nov 2014SoFi Professional Loan Program 2014-B LLCAgents: SoFi Securities LLCInvesting$300k
Aug 2014Social Finance Inc.Agents: NAOther Banking and Financial Services-
Jul 2014Sofi Professional Loan Program 2014-A LLCAgents: NAPooled Investment Fund-
Apr 2014Social Finance Inc.Agents: NAOther Banking and Financial Services-
Jan 2014SoFi Community Fund LLCAgents: NAPooled Investment Fund-
Jan 2014SoFi Professional Loan Program 2013-A LLCAgents: NAPooled Investment Fund$5.0M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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Other fundraisers named on the same filings: the firms they syndicate with.
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