Fundraisers / Siena Global Securities, LLC

FundraiserRegistered broker-dealer

Siena Global Securities, LLC

FINRA 156467 · placing rounds since Jun 2018

3company rounds placed
0in the last two years, last Apr 2022
$71Msold in the rounds they placed
0.5%typical commission; the median firm takes 4.9%

Named on 13 Form D filings as paid to sell the offering: 3 for operating companies, 10 for funds. 2 registered agents named.

How big the rounds are

  1. Under $1M0
  2. $1M to $5M0
  3. $5M to $20M1
  4. $20M to $100M2
  5. $100M+0

Where the companies are

CA1IL1TX1
FiledIssuerIndustrySold
Apr 2022VCP Invest IV, LLCAgents: Fern Creek Ventures LLCOther$20M
Dec 2021New Stack II, LPAgents: MARK WAYNE MOORBERGOther$41M
Feb 2021WaterGuru Inc.Agents: Fern Creek Ventures LLCOther$9.8M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Founders who worked with them

No one has said so yet.

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Marked verified when your company is one of the rounds they placed.

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