Fundraisers / Sequence Financial Specialists LLC
FundraiserRegistered broker-dealer
Sequence Financial Specialists LLC
FINRA 132915 · placing rounds since Apr 2016
12company rounds placed
2in the last two years, last Nov 2025
$9.8Msold in the rounds they placed
10.0%typical commission; the median firm takes 4.9%
Named on 28 Form D filings as paid to sell the offering: 12 for operating companies, 3 for funds, 13 for real estate. 7 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2123Q3224Q1124Q2225Q4
What they place
- Investing33%
- Other Banking and Financial Services33%
- Other17%
- Lodging and Conventions8%
- Other Technology8%
How big the rounds are
- Under $1M5
- $1M to $5M3
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
NJ3FL2WI2MO1NY1PA1TX1NC1
Rounds they placed
FiledIssuerIndustrySold
Nov 2025A-Squared Domino Opportunity V, L.P.Investing-
Oct 2025High Sierra S9 LLCAgents: Sequence Financial Specialists LLCOther$845k
Apr 2024Asi Diaz Doral Hotel Eb5 Fund Ii LLCAgents: UnknownOther Banking and Financial Services$2.1M
Mar 2024A-Squared Domino Opportunity IV L.P.Investing-
Jan 2024Fifth Act LLCAgents: Sequence Financial Specialists LLCOther$410k
Aug 2023SilverRock Resort Investment M LLCOther Banking and Financial Services$800k
May 2023DTLA Fund III LLCLodging and Conventions$3.5M
Nov 2022SilverRock Resort Investment LLCOther Banking and Financial Services$800k
Nov 2022A-Squared Domino Opportunity III, L.P.Investing-
Dec 2021Blackberry Mining Co LLCInvesting-
Jul 2017Emergent Business Group, Inc.Other Banking and Financial Services$1.3M
Apr 2016Thrill Box, Inc.Agents: James Oliver SandlinOther Technology$75k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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