Fundraisers / Sanders Morris LLC
FundraiserRegistered broker-dealer
Sanders Morris LLC
FINRA 20580 · placing rounds since May 2017
11company rounds placed
2in the last two years, last Oct 2025
$69Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 16 Form D filings as paid to sell the offering: 11 for operating companies, 5 for funds. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2124Q3125Q2125Q4
What they place
- Other Technology37%
- Other26%
- Other Banking and Financial Services11%
- Manufacturing11%
- Retailing5%
- Oil and Gas5%
- Other Health Care5%
How big the rounds are
- Under $1M4
- $1M to $5M3
- $5M to $20M12
- $20M to $100M0
- $100M+0
Where the companies are
TX10IN6FL1MA1NC1UT1
Rounds they placed
FiledIssuerIndustrySold
Nov 2025Blue Owl Digital Infrastructure TrustAgents: Sanctuary Securities, Inc.REITS and Finance-
Oct 2025Innventure, Inc.Other Technology$9.8M
Sept 2025Carlyle Private Equity Partners Fund, L.P.Agents: Sanctuary Securities, Inc.Pooled Investment Fund-
Sept 2025CPEP Feeder, L.P.Agents: Sanctuary Securities, Inc.Pooled Investment Fund-
Apr 2025ORG Partners Holdings, LLCOther Banking and Financial Services$6.7M
Aug 2024Exchange Place: All Cap II LPPooled Investment Fund$1.1B
Jul 2024Defiance Senior Living Real Estate, LLCOther Health Care$11M
Sept 2023MS Private Loan Fund II, LPPooled Investment Fund$64M
Jun 2023Surround Medical Systems, Inc.Manufacturing$4.4M
Nov 2022Riptide Waters, LLCAgents: Sanctuary Securities, Inc.Other$12M
Sept 2022Cariloha, Inc.Retailing$13M
Jan 2022SMH Orttech SPV LLCAgents: N/AOther$2.2M
Dec 2021Azimut Kennedy Lewis Access (Onshore) Fund III LPPooled Investment Fund$1.4M
Dec 2021SMH Valley Vet SPV LLCAgents: N/AOther$8.1M
Oct 2021BIOS SIRPant Co-Invest I QP, LPAgents: Kenneth W. Smith JrPooled Investment Fund-
Sept 2021BIOS SIRPant Co-Invest I, LPAgents: Kenneth W. Smith JrPooled Investment Fund-
May 2021Tuya Technologies, LLCBusiness Services$51k
Apr 2021Bouldin Creek Holdings, Inc.Other$11M
Sept 2020BIOS ONL Co-Invest I, LPAgents: Kenneth W. Smith JrPooled Investment Fund-
Sept 2020BIOS Actuate Co-Invest II, LPAgents: Kenneth W. Smith JrPooled Investment Fund-
Jul 2019Legacy Living Real Estate Florence, LLCOther Real Estate$4.1M
Jun 2019Fincura, Inc.Agents: Sanders Morris Harris LLCOther Technology$5.2M
Jan 2019Tuya Technologies, LLCOther Technology-
Mar 2018Legacy Living Senior Partners Jasper, LLCOther Real Estate$3.5M
Oct 2017Tuya Technologies, LLCAgents: SANDERS MORRIS HARRIS LLCOther Technology$5.0M
May 2017Tectonic Holdings, LLCOther Banking and Financial Services$14M
Feb 2017Springbank Capital Advisors, LLCCommercial$3.5M
Jun 2016Noyes Torchlite Investment Fund, LLCAgents: James M Huse, Linda M Conti, Robert V WelchPooled Investment Fund$425k
May 2016Noyes SteadyServ Investment Fund, LLCAgents: James R KirchnerPooled Investment Fund$245k
Apr 2016SCP Ltd Holdings, LLCOther$500k
Mar 2015Express Software & Services LLCAgents: James Murray Huse, Robert Vincent Welch, Scott Thomas WolfrumOther Technology$1.5M
Jul 2014Gulfslope Energy, Inc.Oil and Gas$8.0M
Feb 2012I Power Energy Systems LLCAgents: David A. Noyes & CompanyManufacturing$455k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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