Fundraisers / Riverbank Capital Securities, Inc.
FundraiserRegistered broker-dealer
Riverbank Capital Securities, Inc.
FINRA 135310 · placing rounds since Sept 2016
2company rounds placed
0in the last two years, last Dec 2016
$2.1Msold in the rounds they placed
9.5%typical commission; the median firm takes 4.9%
Named on 2 Form D filings as paid to sell the offering: 2 for operating companies.
How big the rounds are
- Under $1M0
- $1M to $5M3
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
GA2CA1
Rounds they placed
FiledIssuerIndustrySold
Dec 2016QSpex Technologies IncOther Technology$1.0M
Sept 2016QSpex Technologies IncOther Technology$1.1M
Oct 2014Insite Vision IncBiotechnology$2.4M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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