Fundraisers / Ricky B. Novak
FundraiserRegistered broker-dealer
Ricky B. Novak
FINRA 6073887 · placing rounds since Jan 2016
0company rounds placed
0in the last two years, last Feb 2022
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 58 Form D filings as paid to sell the offering: 0 for operating companies, 3 for funds, 55 for real estate. 1 registered agent named.
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M0
- $20M to $100M0
- $100M+3
Where the companies are
NY3DC2FL1MA1
Rounds they placed
FiledIssuerIndustrySold
Aug 2022ACON Strategic Partners II-B, L.P.Retailing$248M
Aug 2022ACON Strategic Partners II, L.P.Retailing$442M
Jul 2022ReadiFuels II, LLCAgents: FD Real Asset Advisors, LLCManufacturing-
Jan 2018Enstructure LLCAgents: David DlugolenskiOther$127M
Sept 2017LittleMissMatched, LLCAgents: Tony FreedRetailing$1.0M
Sept 2016Cheerity, Inc.Agents: Tony FareedOther Technology-
Jul 2015Smart Beer, LLCAgents: Tony FareedManufacturing-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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