Fundraisers / Portfolio Advisors Alliance
FundraiserRegistered broker-dealer
Portfolio Advisors Alliance
FINRA 101680 · placing rounds since Jan 2012
4company rounds placed
0in the last two years, last Jun 2016
$7.4Msold in the rounds they placed
11.5%typical commission; the median firm takes 4.9%
Named on 6 Form D filings as paid to sell the offering: 4 for operating companies, 2 for funds. 2 registered agents named.
How big the rounds are
- Under $1M1
- $1M to $5M3
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
HI2FL1NY1
Rounds they placed
FiledIssuerIndustrySold
Jun 2016Global Factors LLCAgents: Howard AllenOther Banking and Financial Services$300k
Feb 2014Cardax, Inc.Agents: Portfolio Advisors Alliance, Inc.Pharmaceuticals$3.9M
Jan 2014Cardax Pharma, Inc.Agents: Portfolio Advisors Alliance, Inc.Pharmaceuticals$2.1M
Jan 2012AOI Medical, Inc.Agents: Kerri L WassermanOther Health Care$1.1M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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