Fundraisers / PNC Financial Institutions Advisory Group, Inc.
FundraiserRegistered broker-dealer
PNC Financial Institutions Advisory Group, Inc.
FINRA 143093 · placing rounds since Feb 2016
1company rounds placed
0in the last two years, last Jan 2019
$8.0Msold in the rounds they placed
1.5%typical commission; the median firm takes 4.9%
Named on 6 Form D filings as paid to sell the offering: 1 for operating companies, 5 for real estate.
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M1
- $20M to $100M0
- $100M+0
Where the companies are
PA1WI1
Rounds they placed
FiledIssuerIndustrySold
May 2019Pathfinder Bancorp, Inc.Commercial Banking$21M
Jan 2019Quaint Oak Bancorp IncOther Banking and Financial Services$8.0M
Dec 2017Mid Penn Bancorp IncCommercial Banking$10M
Jun 2017Regal Bancorp, Inc.Commercial Banking$10M
Jan 2017Riverview Financial CorpCommercial Banking$17M
Feb 2016Merchants & Manufacturers Bank CorpCommercial Banking$4.0M
Nov 2015Kinderhook Bank CorpCommercial Banking-
Oct 2015Pathfinder Bancorp, Inc.Commercial Banking$10M
Oct 2015Oconomowoc Bancshares, Inc.Agriculture$3.4M
Feb 2015Nicolet Bankshares IncCommercial Banking$8.0M
Dec 2014Carroll Bancorp, Inc.Commercial Banking$2.2M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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