Fundraisers / PHX Financial, Inc., d/b/a Phoenix Financial Services

FundraiserRegistered broker-dealer

PHX Financial, Inc., d/b/a Phoenix Financial Services

FINRA 000144403 · placing rounds since Aug 2016

5company rounds placed
3in the last two years, last Feb 2026
$143Msold in the rounds they placed
9.7%typical commission; the median firm takes 4.9%

Named on 5 Form D filings as paid to sell the offering: 5 for operating companies.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

225Q3125Q4126Q1

What they place

16rounds
  • Other31%
  • Other Health Care25%
  • Biotechnology19%
  • Agriculture13%
  • Other Energy13%

How big the rounds are

  1. Under $1M8
  2. $1M to $5M5
  3. $5M to $20M0
  4. $20M to $100M3
  5. $100M+0

Where the companies are

CA8NY3TX2MD1ME1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Feb 2026Advanced Technology Select Fund XX, LLC Series JPooled Investment Fund$3.0M
Feb 2026Advanced Technology Select Fund XIX, LLC Series QPooled Investment Fund$5.0M
Feb 2026Advanced Technology Select Fund XX, LLC Series KPooled Investment Fund$8.2M
Feb 2026Deep Fission, Inc.Other Energy$80M
Oct 2025Alume Biosciences IncBiotechnology$3.1M
Sept 2025Advanced Technology Select Fund XIX, LLC Series OPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XX, LLC Series HPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XIX, LLC Series NPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XX, LLC Series IPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XIX, LLC Series PPooled Investment Fund-
Sept 2025Deep Fission, Inc.Other Energy$30M
Aug 2025Deep Isolation Nuclear, Inc.Other$33M
May 2025Advanced Technology Select Fund XXIII, LLC Series DPooled Investment Fund$8.3M
Aug 2024Advanced Income Fund I, LLC Series Greenville IPooled Investment Fund$5.7M
Apr 2024ATSF XX Series FPooled Investment Fund$9.1M
Apr 2024ATSF XX Series EPooled Investment Fund$2.4M
Apr 2024ATSF XIX Series FPooled Investment Fund$4.2M
Apr 2024ATSF XIX Series EPooled Investment Fund$5.2M
Apr 2024ATSF XIX Series BPooled Investment Fund$1.7M
Apr 2024Advanced Technology Select Fund XXIII, LLC Series APooled Investment Fund$4.4M
Apr 2024Advanced Technology Select Fund XXII, LLC Series EPooled Investment Fund$1.6M
Apr 2024Advanced Technology Select Fund XXIII, LLC Series CPooled Investment Fund$17M
Apr 2024Advanced Technology Select Fund XXII, LLC Series DPooled Investment Fund$12M
Apr 2024Advanced Technology Select Fund XXI, LLC Series GPooled Investment Fund$10M
Apr 2024Advanced Technology Select Fund XXIII, LLC Series BPooled Investment Fund$4.8M
Apr 2023Advanced Technology Select Fund XXI, LLC Series EPooled Investment Fund$9.1M
Apr 2023Advanced Technology Select Fund XXI, LLC Series FPooled Investment Fund$2.3M
Apr 2023Advanced Technology Select Fund XXI, LLC Series CPooled Investment Fund$2.6M
Apr 2023Advanced Technology Select Fund XXI, LLC Series BPooled Investment Fund$8.7M
Apr 2023Advanced Technology Select Fund XXI, LLC Series APooled Investment Fund$2.9M
Apr 2023Advanced Technology Select Fund XX, LLC Series DPooled Investment Fund$6.8M
Apr 2023Advanced Technology Select Fund XX, LLC Series CPooled Investment Fund$4.8M
Apr 2023Advanced Technology Select Fund XX, LLC Series BPooled Investment Fund$3.2M
Apr 2023Advanced Technology Select Fund XVIII, LLC Series DPooled Investment Fund$1.8M
Apr 2023Advanced Technology Select Fund XVIII, LLC Series EPooled Investment Fund$5.7M
Apr 2023Advanced Technology Select Fund XX, LLC Series APooled Investment Fund$3.5M
Apr 2023Advanced Technology Select Fund XVIII, LLC Series APooled Investment Fund$4.5M
Mar 2023Advanced Technology Select Fund XXII, LLC Series CPooled Investment Fund$12M
Mar 2023Advanced Technology Select Fund XXII, LLC Series APooled Investment Fund$1.8M
Mar 2023Advanced Technology Select Fund XXII, LLC Series BPooled Investment Fund$3.2M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Network 1 Financial Securities, Inc.3 rounds togetherSeaport Global Securities LLC3 rounds togetherThe Benchmark Company, LLC3 rounds togetherDinosaur Financial Group, L.L.C.2 rounds togetherChristopher James Fiore1 round togetherSalomon Whitney Financial1 round together

Founders who worked with them

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