Fundraisers / Paulson Investment Company, LLC
FundraiserRegistered broker-dealer
Paulson Investment Company, LLC
FINRA 5670 · placing rounds since Apr 2016
75company rounds placed
15in the last two years, last Feb 2026
$539Msold in the rounds they placed
10.0%typical commission; the median firm takes 4.9%
Named on 78 Form D filings as paid to sell the offering: 75 for operating companies, 3 for funds. 24 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2123Q3323Q4224Q1124Q2224Q3324Q4425Q1325Q2125Q3325Q4226Q1
What they place
- Biotechnology44%
- Other14%
- Investment Banking12%
- Pharmaceuticals9%
- Other Health Care9%
- Other Technology8%
- Oil and Gas4%
How big the rounds are
- Under $1M19
- $1M to $5M44
- $5M to $20M23
- $20M to $100M9
- $100M+0
Where the companies are
NY14WA13CA11OR9FL7TX6MA5ID4
Rounds they placed
FiledIssuerIndustrySold
Feb 2026Paulson Capital Holding Company, LLCAgents: Gary Saccaro, Terrence LynchInvestment Banking$1.5M
Jan 2026NBO Pharma Inc.Pharmaceuticals$7.6M
Dec 2025Ember Sports Inc.Other$175k
Dec 2025Cresilon, Inc.Biotechnology$6.7M
Nov 2025Paulson Capital Holding Company, LLCAgents: Damon ThomasInvestment Banking$1.3M
Sept 2025Cresilon, Inc.Biotechnology$17M
Jun 2025Paulson Capital Holding Company, LLCAgents: Damon Thomas, Eugene Webb, Gary SaccaroInvestment Banking$4.5M
Jun 2025Indaptus Therapeutics, Inc.Pharmaceuticals$2.3M
Jun 2025TuHURA Biosciences, Inc./NVBiotechnology$2.2M
Mar 2025Ember Sports, LLCOther$2.3M
Feb 2025Key Mining Corp.Other$3.0M
Jan 2025Cresilon, Inc.Biotechnology$25M
Jan 2025Indaptus Therapeutics, Inc.Pharmaceuticals$2.2M
Dec 2024Indaptus Therapeutics, Inc.Pharmaceuticals$227k
Nov 2024Invizyne Technologies IncBiotechnology$12k
Oct 2024Cresilon, Inc.Biotechnology$17M
Sept 2024Paulson Capital Holding Company, LLCAgents: Alan Lamb, Damon Thomas, Mingyang LiInvestment Banking$900k
Aug 2024Indaptus Therapeutics, Inc.Pharmaceuticals$205k
Jun 2024KitoTech Medical, Inc.Other Health Care$200k
Feb 2024RenovoRx, Inc.Other Health Care$6.1M
Jan 2024Akari Therapeutics PlcOther Health Care$2.0M
Dec 2023TuHURA Biosciences, Inc.Biotechnology$1.7M
Nov 2023Centerline Biomedical, Inc.Biotechnology$13M
Oct 2023Akari Therapeutics PlcOther Health Care$2.0M
Aug 2023Paulson Capital Holding Company, LLCAgents: Damon Thomas, Eugene WebbInvestment Banking$1.3M
Apr 2023Key Metals Corp.Other$4.2M
Mar 2023Gold Express Mines, Inc.Other$7.2M
Nov 2022Cue Biopharma, Inc.Biotechnology$30M
Oct 2022Cresilon, Inc.Biotechnology$25M
Aug 2022Paulson Ngena Investments I, LLCAgents: Dylan Graf, Peter FogartyPooled Investment Fund$375k
Jun 2022MDB Capital Holdings, LLCInvesting$25M
Apr 2022CytoDyn Inc.Pharmaceuticals$1.9M
Mar 2022First Breach, Inc.Manufacturing$1.8M
Dec 2021CytoDyn Inc.Biotechnology$11M
Sept 2021Yellow Band Operating LLCOther$3.2M
Aug 2021Gold Express Mines, Inc.Other$18k
Jul 2021Dots Technology Corp.Other Technology$17M
Jul 2021Akari Therapeutics PlcBiotechnology$12M
Jul 2021Gold Express Mines, Inc.Other$1.7M
Apr 2021CIPHERLOC CorpOther Technology$10.0M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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