Fundraisers / Oppenheimer & Co. Inc.
FundraiserRegistered broker-dealer
Oppenheimer & Co. Inc.
FINRA 249 · placing rounds since May 2016
28company rounds placed
3in the last two years, last Jan 2026
$2.7Bsold in the rounds they placed
5.6%typical commission; the median firm takes 4.9%
Named on 75 Form D filings as paid to sell the offering: 28 for operating companies, 47 for funds. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q3324Q1124Q2124Q3124Q4125Q3126Q1
What they place
- Biotechnology54%
- Pharmaceuticals12%
- Manufacturing12%
- Oil and Gas8%
- Other Energy8%
- Business Services4%
- Other Health Care4%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M6
- $20M to $100M13
- $100M+7
Where the companies are
CA12WA2TX2MD1MO1NC1NJ1OH1
Rounds they placed
FiledIssuerIndustrySold
Jan 2026iBio, Inc.Biotechnology$26M
Aug 2025SAB Biotherapeutics, Inc.Biotechnology$175M
Dec 2024Olema Pharmaceuticals, Inc.Pharmaceuticals$250M
Aug 2024Chemomab Therapeutics Ltd.Biotechnology$10M
Apr 2024Avalo Therapeutics, Inc.Biotechnology$131M
Mar 2024Skye Bioscience, Inc.Biotechnology$40M
Mar 2024Perspective Therapeutics, Inc.Agents: Oppenheimer & Co. Inc.Biotechnology$87M
Feb 2024Skye Bioscience, Inc.Biotechnology$50M
Sept 2023Cellectar Biosciences, Inc.Biotechnology$25M
Apr 2022Trevi Therapeutics, Inc.Biotechnology$55M
Apr 2021Custom Truck One Source, Inc.Business Services$883M
Mar 2021Chemomab Therapeutics Ltd.Biotechnology$45M
Feb 2021Orchard Therapeutics plcBiotechnology$150M
Aug 2020Alpine Immune Sciences, Inc.Biotechnology$60M
Jun 2020Amyris, Inc.Manufacturing$200M
Nov 2019Venus Concept Inc.Other Health Care$51M
Aug 2019ESSA Pharma Inc.Pharmaceuticals$36M
Aug 2019ChromaDex Corp.Biotechnology$7.0M
May 2019ChromaDex Corp.Biotechnology$10M
May 2019Amyris, Inc.Manufacturing$75M
Dec 2018Amyris, Inc.Manufacturing$60M
May 2018MEI Pharma, Inc.Pharmaceuticals$75M
May 2018Akoustis Technologies, Inc.Other Technology$15M
Dec 2016Ener-Core, Inc.Other Energy$3.2M
Nov 2016Midwest Energy Emissions Corp.Environmental Services$13M
Nov 2016CAPSTONE TURBINE CorpOther Energy$7.5M
Jul 2016Wyatt Energy Partners I, LtdOil and Gas-
May 2016Ion Geophysical CorpOil and Gas$145M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Oppenheimer & Co. Inc.?
Claim the page to describe your work in your own words. Free.